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AMERIPRISE FINANCIAL, INC.
AMERIPRISE FINANCIAL, INC. . Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 230 Institutional holders with a total value of $2,380,777,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 16 0 0.00%
2 WEALTHFRONT CORP 1 0 0.00%
3 GROUP ONE TRADING LLC 8 0 0.00%
4 Stratos Wealth Partners, LTD. 71 1,556 0.00%
5 B. Riley Wealth Advisors, Inc. 99 2,000 0.00%
6 Gemmer Asset Management LLC 77 2,000 0.00%
7 WealthTrust-Arizona, LLC 111 2,000 0.00%
8 HUNTINGTON NATIONAL BANK 126 3,000 0.00%
9 NEXT Financial Group, Inc 186 4,000 0.00%
10 HOWE & RUSLING INC 229 5,000 0.00%
11 Weaver C. Barksdale & Associates, Inc. 212 5,000 0.00%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 247 5,000 0.00%
13 ACADIAN ASSET MANAGEMENT LLC 243 5,000 0.00%
14 THOMAS WHITE INTERNATIONAL LTD 455 10,000 0.00%
15 PNC FINANCIAL SERVICES GROUP, INC. 501 11,000 0.00%
16 SMITH ASSET MANAGEMENT GROUP LP 486 11,000 0.00%
17 TOMPKINS FINANCIAL CORP 600 13,000 0.00%
18 Walleye Trading LLC 1,000 22,000 0.00% Call
19 Parallax Volatility Advisers, L.P. 1,000 22,000 0.00% Put
20 Global X Management CO LLC 981 22,000 0.00%
21 PANAGORA ASSET MANAGEMENT INC 1,260 28,000 0.00%
22 Walleye Trading LLC 1,400 31,000 0.00% Put
23 ENVESTNET ASSET MANAGEMENT INC 1,829 40,000 0.00%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,980 43,000 0.00%
25 VIRTUS CAPITAL ADVISERS, LLC 2,071 45,000 0.00%
26 PRELUDE CAPITAL MANAGEMENT, LLC 2,200 48,000 0.00%
27 FIFTH THIRD BANCORP 2,249 49,000 0.00%
28 Tower Research Capital LLC (TRC) 2,322 51,000 0.00%
29 Walleye Trading LLC 2,517 55,000 0.00%
30 TEACHER RETIREMENT SYSTEM OF TEXAS 2,933 64,000 0.00%
31 CKW FINANCIAL GROUP 3,014 66,000 0.00%
32 DekaBank Deutsche Girozentrale 3,659 82,000 0.00%
33 NOMURA HOLDINGS INC 5,022 110,000 0.00%
34 Parallax Volatility Advisers, L.P. 5,199 114,000 0.00%
35 PEAK6 Group LLC 5,200 114,000 0.00% Call
36 LBA Wealth Management, LLC 5,300 116,000 0.00%
37 OFI Advisors LLC 7,853 172,000 0.01%
38 CANADA LIFE ASSURANCE Co 9,200 201,000 0.01%
39 FDx Advisors, Inc. 9,339 205,000 0.01%
40 Quantbot Technologies LP 9,650 211,000 0.01%
41 ALGERT GLOBAL LLC 9,910 217,000 0.01%
42 SHELTON CAPITAL MANAGEMENT 9,961 218,000 0.01%
43 Ifrah Financial Services, Inc. 10,228 224,000 0.01%
44 Yorktown Management & Research Co Inc 10,400 228,000 0.01%
45 BOSTON ADVISORS LLC 10,791 237,000 0.01%
46 TRUIST FINANCIAL CORP 10,859 238,000 0.01%
47 D. E. Shaw & Co., Inc. 12,180 267,000 0.01%
48 FULTON BREAKEFIELD BROENNIMAN LLC 12,774 280,000 0.01%
49 M&T BANK CORP 13,504 296,000 0.01%
50 SECURIAN ASSET MANAGEMENT, INC 13,678 300,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.