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AMERIPRISE FINANCIAL, INC.
AMERIPRISE FINANCIAL, INC. . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 259 Institutional holders with a total value of $2,905,566,370.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PIEDMONT INVESTMENT ADVISORS INC 30 738 0.00%
2 NEXT Financial Group, Inc 100 2,000 0.00%
3 Gemmer Asset Management LLC 77 2,000 0.00%
4 HANSEATIC MANAGEMENT SERVICES INC 85 2,000 0.00%
5 Advisory Services Network, LLC 134 3,000 0.00%
6 Cable Hill Partners, LLC 122 4,000 0.00%
7 Weaver C. Barksdale & Associates, Inc. 204 5,000 0.00%
8 ACADIAN ASSET MANAGEMENT LLC 191 5,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 185 5,000 0.00%
10 VIRTUS CAPITAL ADVISERS, LLC 260 6,000 0.00%
11 HUNTINGTON NATIONAL BANK 248 6,000 0.00%
12 SIGNATUREFD, LLC 236 6,000 0.00%
13 HOWE & RUSLING INC 283 7,000 0.00%
14 HIGHLAND CAPITAL MANAGEMENT, LLC 308 8,000 0.00%
15 Evercore Wealth Management, LLC 383 9,000 0.00%
16 LOOMIS SAYLES & CO L P 371 9,000 0.00%
17 WEALTHFRONT CORP 406 10,000 0.00%
18 FNY Managed Accounts LLC 415 10,221 0.00%
19 Invictus RG Pte. Ltd. 437 11,000 0.00%
20 BALENTINE LLC 590 15,000 0.00%
21 FIFTH THIRD BANCORP 673 17,000 0.00%
22 THOMAS WHITE INTERNATIONAL LTD 680 17,000 0.00%
23 Walleye Trading LLC 700 17,000 0.00% Call
24 PNC FINANCIAL SERVICES GROUP, INC. 799 20,000 0.00%
25 SMITH ASSET MANAGEMENT GROUP LP 856 21,000 0.00%
26 Tower Research Capital LLC (TRC) 895 22,000 0.00%
27 PANAGORA ASSET MANAGEMENT INC 961 24,000 0.00%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,177 29,000 0.00%
29 Zurcher Kantonalbank (Zurich Cantonalbank) 1,385 34,000 0.00%
30 D.A. DAVIDSON & CO. 1,875 46,000 0.00%
31 NOMURA HOLDINGS INC 1,956 48,000 0.00%
32 Parallax Volatility Advisers, L.P. 2,100 52,000 0.00% Call
33 BARCLAYS PLC 2,493 60,000 0.00%
34 GROUP ONE TRADING LLC 2,434 60,000 0.00%
35 DekaBank Deutsche Girozentrale 2,869 71,000 0.00%
36 CKW FINANCIAL GROUP 3,041 75,000 0.00%
37 LS Investment Advisors, LLC 3,260 80,000 0.00%
38 PRELUDE CAPITAL MANAGEMENT, LLC 3,507 86,000 0.00%
39 LBA Wealth Management, LLC 3,900 96,000 0.00%
40 PEAK6 Group LLC 4,640 114,000 0.00%
41 Quantbot Technologies LP 4,751 117,000 0.00%
42 SG Americas Securities, LLC 5,000 123,000 0.00%
43 LAZARD ASSET MANAGEMENT LLC 5,500 135,000 0.00%
44 RIVERHEAD CAPITAL MANAGEMENT LLC 5,900 145,000 0.00%
45 BRUDERMAN ASSET MANAGEMENT, LLC 6,295 155,000 0.01%
46 BANK OF MONTREAL /CAN/ 7,844 194,000 0.01%
47 Quantitative Investment Management, LLC 8,200 201,000 0.01%
48 OFI Advisors LLC 8,232 203,000 0.01%
49 Virtu KCG Holdings LLC 8,983 221,000 0.01%
50 CANADA LIFE ASSURANCE Co 9,200 227,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.