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MITSUBISHI UFJ FINL GROUP IN
MITSUBISHI UFJ FINL GROUP IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 203 Institutional holders with a total value of $824,762,023.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Archford Capital Strategies, LLC 114 709 0.00%
2 COLONY GROUP LLC 80 1,000 0.00%
3 WFG Advisors, LP 189 1,000 0.00%
4 FIRST MANHATTAN CO. LLC. 200 1,000 0.00%
5 NEXT Financial Group, Inc 206 1,000 0.00%
6 BARCLAYS PLC 100 1,000 0.00% Call
7 BlackRock Investment Management, LLC 369 2,000 0.00%
8 Kistler-Tiffany Companies, LLC 450 3,000 0.00%
9 FineMark National Bank & Trust 513 3,000 0.00%
10 ROCKEFELLER FINANCIAL SERVICES INC 500 3,000 0.00%
11 SHARKEY, HOWES & JAVER 600 4,000 0.00%
12 First Personal Financial Services 579 4,000 0.00%
13 Cornerstone Advisors, Inc. 679 4,000 0.00%
14 MARINER WEALTH ADVISORS-NYC, LLC 738 5,000 0.00%
15 WEALTHCARE CAPITAL MANAGEMENT LLC 811 5,000 0.00%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 889 6,000 0.00%
17 Ledyard National Bank 1,103 7,000 0.00%
18 Cable Hill Partners, LLC 1,153 7,000 0.00%
19 Lenox Wealth Advisors, LLC 1,203 7,000 0.00%
20 SIGNATUREFD, LLC 1,267 8,000 0.00%
21 FARMERS & MERCHANTS INVESTMENTS INC 1,354 8,000 0.00%
22 BANK OF MONTREAL /CAN/ 1,538 9,000 0.00%
23 Invictus RG Pte. Ltd. 1,500 9,000 0.00%
24 Advisory Services Network, LLC 1,615 10,000 0.00%
25 First Horizon Advisors, Inc. 1,855 11,000 0.00%
26 KANALY TRUST CO 1,698 11,000 0.00%
27 JAMES INVESTMENT RESEARCH, INC. 2,000 12,000 0.00%
28 BARCLAYS PLC 2,294 14,000 0.00%
29 THOMPSON DAVIS & CO., INC. 2,706 17,000 0.00%
30 WASHINGTON TRUST BANK 2,810 17,000 0.00%
31 MUFG Americas Holdings Corp 3,593 22,000 0.00%
32 CKW FINANCIAL GROUP 3,574 23,000 0.00%
33 Simplicity Solutions, LLC 4,134 25,713 0.00%
34 SCHRODER INVESTMENT MANAGEMENT GROUP 4,326 28,000 0.00%
35 ENTERPRISE FINANCIAL SERVICES CORP 4,642 29,000 0.00%
36 Hexavest Inc. 5,763 36,000 0.00%
37 LS Investment Advisors, LLC 6,200 39,000 0.00%
38 AMERICAN INTERNATIONAL GROUP, INC. 6,596 41,027 0.00%
39 Johnson Financial Group, Inc. 7,655 47,000 0.01%
40 Smithfield Trust Co 7,748 49,000 0.01%
41 SEI INVESTMENTS CO 9,033 53,000 0.01%
42 STRATTON MANAGEMENT CO 10,000 62,000 0.01%
43 ZIONS BANCORPORATION 9,937 62,000 0.01%
44 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 10,316 64,000 0.01%
45 Camelot Portfolios, LLC 10,227 64,000 0.01%
46 INSIGHT 2811, INC. 10,350 64,000 0.01%
47 HANCOCK WHITNEY CORP 11,136 69,000 0.01%
48 TWO SIGMA ADVISERS, LP 11,175 70,000 0.01%
49 MILES CAPITAL, INC. 11,342 71,000 0.01%
50 Visium Asset Management, LP 11,866 74,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.