| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 3,554,287 | 28,185,000 | 22.20% | ||
| 2 | UBS Group AG | 3,527,061 | 27,969,000 | 22.03% | ||
| 3 | PENN MUTUAL LIFE INSURANCE CO | 2,007,000 | 15,912,000 | 12.53% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,652,807 | 13,107,000 | 10.33% | ||
| 5 | Vident Investment Advisory, LLC | 1,003,793 | 7,960,000 | 6.27% | ||
| 6 | WELLS FARGO & COMPANY/MN | 739,825 | 5,867,000 | 4.62% | ||
| 7 | MORGAN STANLEY | 585,486 | 4,643,000 | 3.66% | ||
| 8 | DEUTSCHE BANK AG\ | 525,000 | 4,163,000 | 3.28% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 267,701 | 2,123,000 | 1.67% | ||
| 10 | BlackRock Finance, Inc. | 247,385 | 1,962,000 | 1.55% | ||
| 11 | Saba Capital Management, L.P. | 241,723 | 1,917,000 | 1.51% | ||
| 12 | BANK OF MONTREAL /CAN/ | 216,000 | 1,713,000 | 1.35% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 174,700 | 1,385,000 | 1.09% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 128,308 | 1,017,000 | 0.80% | ||
| 15 | Accuvest Global Advisors | 108,342 | 859,000 | 0.68% | ||
| 16 | Invesco Ltd. | 97,895 | 776,000 | 0.61% | ||
| 17 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 76,123 | 604,000 | 0.48% | ||
| 18 | E&G Advisors, LP | 73,000 | 579,000 | 0.46% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 72,871 | 578,000 | 0.46% | ||
| 20 | DOLIVER ADVISORS, LP | 66,674 | 529,000 | 0.42% | ||
| 21 | Capital Investment Advisors, LLC | 60,859 | 483,000 | 0.38% | ||
| 22 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 57,399 | 455,000 | 0.36% | ||
| 23 | ROYAL BANK OF CANADA | 47,254 | 375,000 | 0.30% | ||
| 24 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 46,042 | 365,000 | 0.29% | ||
| 25 | HighTower Advisors, LLC | 40,272 | 320,000 | 0.25% | ||
| 26 | Global X Management CO LLC | 33,620 | 267,000 | 0.21% | ||
| 27 | ADVISOR GROUP, INC. | 29,258 | 232,000 | 0.18% | ||
| 28 | Clear Harbor Asset Management, LLC | 26,065 | 208,000 | 0.16% | ||
| 29 | Fiera Capital Corp | 25,892 | 205,000 | 0.16% | ||
| 30 | NINE MASTS CAPITAL Ltd | 25,700 | 204,000 | 0.16% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 21,707 | 172,000 | 0.14% | ||
| 32 | BAIRD FINANCIAL GROUP, INC. | 21,735 | 172,000 | 0.14% | ||
| 33 | Advisors Asset Management, Inc. | 20,205 | 160,000 | 0.13% | ||
| 34 | Private Advisor Group, LLC | 19,818 | 157,000 | 0.12% | ||
| 35 | DESCHUTES PORTFOLIO STRATEGY, LLC | 19,700 | 156,000 | 0.12% | ||
| 36 | Janney Montgomery Scott LLC | 18,923 | 150,000 | 0.12% | ||
| 37 | DAVENPORT & Co LLC | 18,700 | 148,291 | 0.12% | ||
| 38 | MML INVESTORS SERVICES, INC. | 16,631 | 132,000 | 0.10% | ||
| 39 | Neuberger Berman Group LLC | 14,050 | 111,000 | 0.09% | ||
| 40 | WHITTIER TRUST CO | 11,806 | 94,000 | 0.07% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,571 | 93,000 | 0.07% | ||
| 42 | GOLDMAN SACHS GROUP INC | 11,475 | 91,000 | 0.07% | ||
| 43 | MILLENNIUM MANAGEMENT LLC | 10,800 | 86,000 | 0.07% | ||
| 44 | Creative Planning | 6,000 | 48,000 | 0.04% | ||
| 45 | FIFTH THIRD BANCORP | 5,000 | 40,000 | 0.03% | ||
| 46 | D.A. DAVIDSON & CO. | 3,800 | 30,000 | 0.02% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 3,192 | 26,000 | 0.02% | ||
| 48 | NEXT Financial Group, Inc | 3,000 | 24,000 | 0.02% | ||
| 49 | IFP ADVISORS, INC | 2,873 | 23,000 | 0.02% | ||
| 50 | CITIGROUP INC | 1,950 | 15,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
