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MVC CAPITAL INC
MVC CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 52 Institutional holders with a total value of $90,519,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WYNNEFIELD CAPITAL INC 1,870,000 18,438,000 20.37%
2 Bulldog Investors, LLP 1,348,959 13,301,000 14.69%
3 ROYCE & ASSOCIATES LP 1,189,400 11,727,000 12.96%
4 West Family Investments, Inc. 1,084,013 10,199,000 11.27%
5 CREDIT SUISSE AG/ 679,277 6,698,000 7.40%
6 UBS Group AG 454,711 4,484,000 4.95%
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 245,237 2,418,000 2.67%
8 Ancora Advisors LLC 223,980 2,209,000 2.44%
9 GENDELL JEFFREY L 208,827 2,059,000 2.27%
10 Omega Advisors Inc. 200,000 1,972,000 2.18%
11 Arbiter Partners Capital Management LLC 190,854 1,882,000 2.08%
12 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 183,833 1,813,000 2.00%
13 MORGAN STANLEY 162,571 1,603,000 1.77%
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 150,773 1,490,000 1.65%
15 Teton Advisors, Inc. 134,300 1,324,000 1.46%
16 GABELLI FUNDS LLC 121,000 1,193,000 1.32%
17 MILLENNIUM MANAGEMENT LLC 111,887 1,103,000 1.22%
18 Advisors Asset Management, Inc. 85,567 844,000 0.93%
19 GAMCO INVESTORS, INC. ET AL 68,600 676,000 0.75%
20 Legal & General Group Plc 54,808 542,000 0.60%
21 RIVERNORTH CAPITAL MANAGEMENT, LLC 54,023 533,000 0.59%
22 BANK OF AMERICA CORP /DE/ 52,638 519,000 0.57%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 48,900 482,000 0.53%
24 EAGLE GLOBAL ADVISORS LLC 39,347 388,000 0.43%
25 CS MCKEE LP 32,450 320,000 0.35%
26 Jacobus Wealth Management, Inc. 30,000 296,000 0.33%
27 PEAK6 Group LLC 22,400 221,000 0.24% Call
28 TFS CAPITAL LLC 18,653 184,000 0.20%
29 Saba Capital Management, L.P. 18,000 177,000 0.20%
30 JPMORGAN CHASE & CO 15,838 156,000 0.17%
31 BOOTHBAY FUND MANAGEMENT, LLC 13,307 131,000 0.14%
32 WOLVERINE TRADING LP /BD 13,000 128,000 0.14% Call
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,730 126,000 0.14%
34 TWO SIGMA ADVISERS, LP 12,552 124,000 0.14%
35 BB&T SECURITIES, LLC 12,638 124,000 0.14%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,100 119,000 0.13% Call
37 GOLDMAN SACHS GROUP INC 11,576 114,000 0.13%
38 WELLS FARGO & COMPANY/MN 11,050 109,000 0.12%
39 Hodges Capital Management Inc. 10,000 99,000 0.11%
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 9,302 92,000 0.10%
41 D.A. DAVIDSON & CO. 2,300 22,000 0.02%
42 Thomas J. Herzfeld Advisors, Inc. 2,018 20,000 0.02%
43 Creative Planning 1,500 15,000 0.02%
44 Tower Research Capital LLC (TRC) 1,390 13,000 0.01%
45 FOUNDERS CAPITAL MANAGEMENT 1,000 10,000 0.01%
46 DEUTSCHE BANK AG\ 780 7,000 0.01%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 757 7,000 0.01%
48 HUNTINGTON NATIONAL BANK 160 2,000 0.00%
49 IFP ADVISORS, INC 216 2,000 0.00%
50 ADVISOR GROUP, INC. 250 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.