| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEW ENGLAND SECURITIES CORP /MA/ | 200 | 2,000 | 0.00% | ||
| 2 | BlackRock Fund Advisors | 259 | 3,000 | 0.00% | ||
| 3 | Parallax Volatility Advisers, L.P. | 271 | 3,000 | 0.00% | ||
| 4 | PEAK6 Group LLC | 300 | 3,000 | 0.00% | Put | |
| 5 | MYCIO WEALTH PARTNERS, LLC | 463 | 5,000 | 0.00% | ||
| 6 | ALLIANCEBERNSTEIN L.P. | 719 | 7,000 | 0.00% | ||
| 7 | DEUTSCHE BANK AG\ | 813 | 8,000 | 0.00% | ||
| 8 | BANK OF MONTREAL /CAN/ | 1,000 | 10,000 | 0.00% | ||
| 9 | 1919 Investment Counsel, LLC | 1,000 | 10,000 | 0.00% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 14,775 | 0.00% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,555 | 15,000 | 0.00% | ||
| 12 | Quantbot Technologies LP | 1,866 | 18,000 | 0.01% | ||
| 13 | FIRST MANHATTAN CO. LLC. | 2,000 | 19,000 | 0.01% | ||
| 14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 2,147 | 21,000 | 0.01% | ||
| 15 | CENTRAL TRUST Co | 2,205 | 22,000 | 0.01% | ||
| 16 | Parallax Volatility Advisers, L.P. | 2,600 | 26,000 | 0.01% | Call | |
| 17 | CITIGROUP INC | 3,065 | 30,000 | 0.01% | ||
| 18 | Parallax Volatility Advisers, L.P. | 3,000 | 30,000 | 0.01% | Put | |
| 19 | UBS AG | 4,300 | 42,000 | 0.01% | Put | |
| 20 | Spot Trading L.L.C | 5,000 | 49,000 | 0.01% | Put | |
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,300 | 52,000 | 0.01% | ||
| 22 | Creative Planning | 5,593 | 55,000 | 0.02% | ||
| 23 | Stonehage Fleming (UK) Ltd | 6,344 | 62,000 | 0.02% | ||
| 24 | WESTPORT RESOURCES MANAGEMENT INC | 6,475 | 64,000 | 0.02% | ||
| 25 | THOMPSON DAVIS & CO., INC. | 8,000 | 79,000 | 0.02% | ||
| 26 | MANAGED ACCOUNT ADVISORS LLC | 8,272 | 81,000 | 0.02% | ||
| 27 | PHILADELPHIA INTERNATIONAL ADVISORS LP | 9,700 | 96,000 | 0.03% | ||
| 28 | Geduld E E | 10,000 | 99,000 | 0.03% | ||
| 29 | LPL Financial LLC | 10,006 | 99,000 | 0.03% | ||
| 30 | Hirtle Callaghan & Co LLC | 11,000 | 108,000 | 0.03% | ||
| 31 | US BANCORP \DE\ | 12,244 | 121,000 | 0.03% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 12,946 | 127,000 | 0.04% | ||
| 33 | MACNEALY HOOVER INVESTMENT MANAGEMENT INC | 13,000 | 128,000 | 0.04% | ||
| 34 | Cipher Capital LP | 14,521 | 143,000 | 0.04% | ||
| 35 | FIL Ltd | 14,800 | 146,000 | 0.04% | ||
| 36 | Spot Trading L.L.C | 15,000 | 148,000 | 0.04% | Call | |
| 37 | STIFEL FINANCIAL CORP | 15,000 | 148,000 | 0.04% | ||
| 38 | JPMORGAN CHASE & CO | 16,660 | 164,000 | 0.05% | ||
| 39 | D. E. Shaw & Co., Inc. | 17,650 | 174,000 | 0.05% | ||
| 40 | D. E. Shaw & Co., Inc. | 18,300 | 180,000 | 0.05% | Call | |
| 41 | UBS AG | 22,500 | 222,000 | 0.06% | Call | |
| 42 | JANE STREET GROUP, LLC | 23,365 | 230,000 | 0.06% | ||
| 43 | Virtu KCG Holdings LLC | 25,100 | 247,000 | 0.07% | Call | |
| 44 | ROYAL BANK OF CANADA | 26,577 | 262,000 | 0.07% | ||
| 45 | NOMURA HOLDINGS INC | 27,437 | 270,000 | 0.08% | ||
| 46 | Trellus Management Company, LLC | 28,500 | 281,000 | 0.08% | ||
| 47 | KEYBANK NATIONAL ASSOCIATION/OH | 33,191 | 327,000 | 0.09% | ||
| 48 | Steinberg Global Asset Management | 34,790 | 343,000 | 0.10% | ||
| 49 | CREDIT SUISSE AG/ | 37,192 | 366,000 | 0.10% | ||
| 50 | TFS CAPITAL LLC | 37,831 | 373,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
