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NEOPHOTONICS CORP
NEOPHOTONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 139 Institutional holders with a total value of $315,822,036.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Municipal Employees' Retirement System of Michigan 34,030 324,000 0.10%
52 Geduld E E 35,000 334,000 0.11%
53 GLOBEFLEX CAPITAL L P 36,711 350,000 0.11%
54 Swiss National Bank 39,300 375,000 0.12%
55 US BANCORP \DE\ 39,848 379,000 0.12%
56 RHUMBLINE ADVISERS 39,747 379,000 0.12%
57 BOOTHBAY FUND MANAGEMENT, LLC 40,023 381,000 0.12%
58 Gotham Asset Management, LLC 40,333 384,000 0.12%
59 BlueCrest Capital Management Ltd 40,704 388,000 0.12%
60 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 41,863 399,000 0.13%
61 DEUTSCHE BANK AG\ 42,243 400,000 0.13%
62 CREDIT SUISSE AG/ 46,163 440,000 0.14%
63 TEACHERS ADVISORS, LLC 46,335 442,000 0.14%
64 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,450 481,000 0.15%
65 True Bearing Asset Management LP 54,293 517,000 0.16%
66 DRIEHAUS CAPITAL MANAGEMENT LLC 55,234 526,000 0.17%
67 MENTA CAPITAL LLC 57,527 548,000 0.17%
68 GSA CAPITAL PARTNERS LLP 57,917 552,000 0.17%
69 MORGAN STANLEY 57,842 552,000 0.17%
70 FRIESS ASSOCIATES LLC 58,000 553,000 0.18%
71 TUDOR INVESTMENT CORP ET AL 59,000 562,000 0.18%
72 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 59,551 568,000 0.18%
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,300 575,000 0.18% Call
74 BLACKROCK ADVISORS LLC 60,833 580,000 0.18%
75 BANK OF MONTREAL /CAN/ 62,877 599,000 0.19%
76 VICTORY CAPITAL MANAGEMENT INC 63,291 603,000 0.19%
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,642 616,000 0.20%
78 ClariVest Asset Management LLC 66,800 637,000 0.20%
79 WOLVERINE ASSET MANAGEMENT LLC 70,000 667,000 0.21%
80 SCHONFELD STRATEGIC ADVISORS LLC 70,554 672,000 0.21%
81 SHAKER INVESTMENTS LLC/OH 70,700 674,000 0.21%
82 PRINCETON CAPITAL MANAGEMENT INC 71,150 678,000 0.21%
83 REGIONS FINANCIAL CORP 71,969 686,000 0.22%
84 WELLS FARGO & COMPANY/MN 75,238 717,000 0.23%
85 ALAMBIC INVESTMENT MANAGEMENT, L.P. 80,636 768,000 0.24%
86 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 81,100 773,000 0.24%
87 JACOBS LEVY EQUITY MANAGEMENT, INC 93,811 894,000 0.28%
88 Nationwide Fund Advisors 96,773 922,000 0.29%
89 TFS CAPITAL LLC 98,378 938,000 0.30%
90 HERALD INVESTMENT MANAGEMENT Ltd 100,000 953,000 0.30%
91 CADENCE CAPITAL MANAGEMENT LLC 101,450 967,000 0.31%
92 1492 Capital Management LLC 105,459 1,005,000 0.32%
93 AXA S.A. 106,100 1,011,000 0.32%
94 Bank of New York Mellon Corp 108,757 1,036,000 0.33%
95 A.R.T. Advisors, LLC 125,260 1,193,000 0.38%
96 BlackRock Investment Management, LLC 126,505 1,206,000 0.38%
97 JPMORGAN CHASE & CO 131,100 1,250,000 0.40%
98 BANK OF AMERICA CORP /DE/ 138,582 1,321,000 0.42%
99 HIGHBRIDGE CAPITAL MANAGEMENT LLC 143,101 1,364,000 0.43%
100 GUGGENHEIM CAPITAL LLC 145,905 1,390,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.