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NEOPHOTONICS CORP
NEOPHOTONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 112 Institutional holders with a total value of $291,308,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Lombard Odier Asset Management (USA) Corp 967,872 7,472,000 2.56%
102 VANGUARD GROUP INC 1,629,639 12,580,000 4.32%
103 Alyeska Investment Group, L.P. 1,762,265 13,605,000 4.67%
104 ROYCE & ASSOCIATES LP 1,767,528 13,645,000 4.68%
105 NORTHPOINTE CAPITAL LLC 1,789,195 13,813,000 4.74%
106 QUENTEC ASSET MANAGEMENT LLC 1,934,017 14,931,000 5.13%
107 MASTERS CAPITAL MANAGEMENT LLC 2,008,200 15,503,000 5.32%
108 BlackRock Finance, Inc. 2,024,675 15,631,000 5.37%
109 WELLINGTON MANAGEMENT GROUP LLP 2,034,771 15,709,000 5.39%
110 AWM Investment Company, Inc. 2,265,838 17,492,000 6.00%
111 DIMENSIONAL FUND ADVISORS LP 3,590,387 27,719,000 9.52%
112 OAK MANAGEMENT CORP 5,571,335 43,011,000 14.76%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.