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NEOPHOTONICS CORP
NEOPHOTONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 112 Institutional holders with a total value of $291,308,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 57,242 442,000 0.15%
52 PIER 88 INVESTMENT PARTNERS LLC 57,286 442,000 0.15%
53 TEACHERS ADVISORS, LLC 55,616 429,000 0.15%
54 Swiss National Bank 51,000 394,000 0.14%
55 Quantbot Technologies LP 50,971 393,000 0.13%
56 Invesco Ltd. 49,991 386,000 0.13%
57 PRELUDE CAPITAL MANAGEMENT, LLC 49,098 379,000 0.13%
58 ALLIANCEBERNSTEIN L.P. 44,800 346,000 0.12%
59 PRINCETON CAPITAL MANAGEMENT INC 44,355 342,000 0.12%
60 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 42,900 330,000 0.11%
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,800 315,000 0.11% Put
62 Nationwide Fund Advisors 38,456 297,000 0.10%
63 RHUMBLINE ADVISERS 38,504 297,000 0.10%
64 COLUMBUS CIRCLE INVESTORS 37,052 286,000 0.10%
65 IPG Investment Advisors LLC 31,000 239,320 0.08%
66 BlueCrest Capital Management Ltd 30,327 234,000 0.08%
67 NEW YORK STATE COMMON RETIREMENT FUND 28,500 220,000 0.08%
68 NEEDHAM INVESTMENT MANAGEMENT LLC 27,500 212,000 0.07%
69 MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,099 210,000 0.07%
70 SIMPLEX TRADING, LLC 26,384 203,000 0.07%
71 BANK OF MONTREAL /CAN/ 26,049 201,000 0.07%
72 WELLS FARGO & COMPANY/MN 24,529 189,000 0.06%
73 METROPOLITAN LIFE INSURANCE CO/NY 21,562 166,000 0.06%
74 AMERIPRISE FINANCIAL INC 20,601 159,000 0.05%
75 AMERICAN INTERNATIONAL GROUP, INC. 20,049 155,000 0.05%
76 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,700 152,000 0.05%
77 CREDIT SUISSE AG/ 19,474 151,000 0.05%
78 PRICE T ROWE ASSOCIATES INC /MD/ 19,000 147,000 0.05%
79 CITIGROUP INC 17,314 134,000 0.05%
80 Paloma Partners Management Co 17,223 132,000 0.05%
81 CUTLER GROUP LLC / CA 16,856 130,000 0.04%
82 VOYA INVESTMENT MANAGEMENT LLC 16,469 127,000 0.04%
83 WOLVERINE TRADING LP /BD 15,200 123,000 0.04% Call
84 CITADEL ADVISORS LLC 14,500 112,000 0.04% Put
85 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,063 101,000 0.03%
86 CITADEL ADVISORS LLC 11,000 85,000 0.03% Call
87 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 10,800 83,376 0.03%
88 STONERIDGE INVESTMENT PARTNERS LLC 10,770 83,000 0.03%
89 BARCLAYS PLC 10,574 82,000 0.03%
90 RUSSELL INVESTMENTS GROUP, LTD. 9,200 71,000 0.02%
91 Legal & General Group Plc 7,980 62,000 0.02%
92 GROUP ONE TRADING LLC 7,553 58,000 0.02%
93 BANK OF AMERICA CORP /DE/ 6,940 53,000 0.02%
94 US BANCORP \DE\ 5,349 41,000 0.01%
95 PEAK6 Group LLC 4,800 37,000 0.01% Put
96 BNP PARIBAS FINANCIAL MARKETS 3,410 26,325 0.01%
97 CANADA LIFE ASSURANCE Co 3,200 25,000 0.01%
98 Ameritas Investment Partners, Inc. 2,662 21,000 0.01%
99 Parallax Volatility Advisers, L.P. 1,858 14,000 0.00%
100 JPMORGAN CHASE & CO 1,685 13,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.