| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WEALTHPLAN PARTNERS, LLC | 6 | 88 | 0.00% | ||
| 2 | Winslow, Evans & Crocker, Inc. | 54 | 796 | 0.00% | ||
| 3 | Creative Planning | 93 | 1,000 | 0.00% | ||
| 4 | UBS Group AG | 169 | 3,000 | 0.00% | ||
| 5 | IFP ADVISORS, INC | 190 | 3,000 | 0.00% | ||
| 6 | ADVISOR GROUP, INC. | 253 | 4,000 | 0.00% | ||
| 7 | Allworth Financial LP | 314 | 5,000 | 0.00% | ||
| 8 | Community Bank, N.A. | 495 | 7,000 | 0.01% | ||
| 9 | North Star Investment Management Corp. | 906 | 13,000 | 0.01% | ||
| 10 | Tradewinds Capital Management, LLC | 1,782 | 26,000 | 0.02% | ||
| 11 | MORGAN STANLEY | 10,298 | 152,000 | 0.13% | ||
| 12 | Sigma Planning Corp | 11,774 | 174,000 | 0.15% | ||
| 13 | NORTHERN TRUST CORP | 12,678 | 187,000 | 0.16% | ||
| 14 | First Eagle Investment Management, LLC | 13,661 | 202,000 | 0.17% | ||
| 15 | Clearbridge Investments, LLC | 14,619 | 216,000 | 0.19% | ||
| 16 | HighTower Advisors, LLC | 15,876 | 235,000 | 0.20% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 16,586 | 243,000 | 0.21% | ||
| 18 | BRINKER CAPITAL INC | 19,095 | 282,000 | 0.24% | ||
| 19 | GAMCO INVESTORS, INC. ET AL | 20,733 | 306,000 | 0.26% | ||
| 20 | Curi Capital, LLC | 25,618 | 378,000 | 0.33% | ||
| 21 | CORNERSTONE ADVISORS INC | 30,521 | 451,000 | 0.39% | ||
| 22 | Advisory Alpha, LLC | 32,551 | 481,000 | 0.42% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 34,717 | 513,000 | 0.44% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 35,449 | 525,000 | 0.45% | ||
| 25 | CSS LLC/IL | 45,714 | 675,000 | 0.58% | ||
| 26 | CITIGROUP INC | 76,424 | 1,129,000 | 0.98% | ||
| 27 | ROYAL BANK OF CANADA | 101,168 | 1,494,000 | 1.29% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 146,180 | 2,159,000 | 1.87% | ||
| 29 | Shaker Financial Services, LLC | 206,189 | 3,045,000 | 2.63% | ||
| 30 | SII INVESTMENTS INC/WI | 251,590 | 3,714,000 | 3.21% | ||
| 31 | GABELLI FUNDS LLC | 254,011 | 3,752,000 | 3.24% | ||
| 32 | Karpus Management, Inc. | 704,809 | 10,410,000 | 9.00% | ||
| 33 | 1607 Capital Partners, LLC | 1,140,790 | 16,849,000 | 14.56% | ||
| 34 | WELLS FARGO & COMPANY/MN | 1,992,337 | 29,426,000 | 25.44% | ||
| 35 | LAZARD ASSET MANAGEMENT LLC | 2,615,292 | 38,627,000 | 33.39% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
