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NEW MTN FIN CORP
NEW MTN FIN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 99 Institutional holders with a total value of $431,049,399.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STIFEL FINANCIAL CORP 36,636 531,000 0.12%
52 CIBC WORLD MARKET INC. 35,076 508,000 0.12%
53 CITIGROUP INC 34,811 505,000 0.12%
54 RELATIVE VALUE PARTNERS GROUP, LLC 33,181 481,000 0.11%
55 Investors Capital Advisory Services 30,233 437,000 0.10%
56 D. E. Shaw & Co., Inc. 29,646 430,000 0.10%
57 VICTORY CAPITAL MANAGEMENT INC 26,708 391,000 0.09%
58 Cambridge Investment Research Advisors, Inc. 24,763 359,000 0.08%
59 BANK OF AMERICA CORP /DE/ 19,313 280,000 0.06%
60 NWAM LLC 18,000 264,000 0.06%
61 SUNTRUST BANKS INC 17,392 252,000 0.06%
62 Commonwealth Equity Services, Inc 17,090 248,000 0.06%
63 ROYAL BANK OF CANADA 16,854 244,000 0.06%
64 OPPENHEIMER & CO INC 16,682 242,000 0.06%
65 PDT Partners, LLC 16,304 236,000 0.05%
66 Horizon Investments, LLC 14,723 213,000 0.05%
67 Tower Research Capital LLC (TRC) 14,655 213,000 0.05%
68 FOUNDERS FINANCIAL SECURITIES LLC 14,568 211,000 0.05%
69 EASTERN BANK 13,800 200,000 0.05%
70 KEMPNER CAPITAL MANAGEMENT INC. 12,400 180,000 0.04%
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,300 180,000 0.04% Call
72 DEERE & CO 12,271 178,000 0.04%
73 LPL Financial LLC 12,184 176,000 0.04%
74 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,297 164,000 0.04%
75 BAIRD FINANCIAL GROUP, INC. 11,054 160,000 0.04%
76 WESTPORT RESOURCES MANAGEMENT INC 10,854 157,000 0.04%
77 ACG Wealth 10,000 145,000 0.03%
78 GUPTA WEALTH MANAGEMENT LLC 6,810 99,000 0.02%
79 Chicago Partners Investment Group LLC 5,285 77,000 0.02%
80 LAZARD ASSET MANAGEMENT LLC 5,085 73,000 0.02%
81 Parallax Volatility Advisers, L.P. 4,214 61,000 0.01%
82 B. Riley Wealth Management, Inc. 4,100 59,000 0.01%
83 PineBridge Investments, L.P. 4,059 59,000 0.01%
84 SUMMIT SECURITIES GROUP LLC 3,600 52,000 0.01%
85 AXA S.A. 2,100 30,000 0.01%
86 PNC FINANCIAL SERVICES GROUP, INC. 2,000 29,000 0.01%
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,680 24,000 0.01%
88 BANK OF MONTREAL /CAN/ 1,450 21,000 0.00%
89 JBF Capital, Inc. 1,000 14,000 0.00%
90 Jefferies Group LLC 878 13,000 0.00%
91 Financial Management Professionals, Inc. 830 12,000 0.00%
92 US BANCORP \DE\ 600 9,000 0.00%
93 Pinnacle Summer Investments, Inc. 500 7,000 0.00%
94 PATHSTONE FAMILY OFFICE, LLC 315 5,000 0.00%
95 PEAK6 Group LLC 200 3,000 0.00% Put
96 MYCIO WEALTH PARTNERS, LLC 240 3,000 0.00%
97 BENJAMIN F. EDWARDS & COMPANY, INC. 116 2,000 0.00%
98 INTEGRATED WEALTH MANAGEMENT 100 1,000 0.00%
99 Carroll Financial Associates, Inc. 100 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.