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NEW MTN FIN CORP
NEW MTN FIN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 108 Institutional holders with a total value of $348,740,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 38 0 0.00%
2 Carroll Financial Associates, Inc. 100 1,000 0.00%
3 INTEGRATED WEALTH MANAGEMENT 100 1,000 0.00%
4 Endurance Wealth Management, Inc. 250 3,000 0.00%
5 Creative Planning 400 5,000 0.00%
6 Pinnacle Summer Investments, Inc. 500 7,000 0.00%
7 PNC FINANCIAL SERVICES GROUP, INC. 526 7,000 0.00%
8 Tower Research Capital LLC (TRC) 593 8,000 0.00%
9 BESSEMER GROUP INC 750 10,000 0.00%
10 Financial Management Professionals, Inc. 830 10,000 0.00%
11 First Personal Financial Services 879 11,000 0.00%
12 PENSERRA CAPITAL MANAGEMENT LLC 912 12,000 0.00%
13 JBF Capital, Inc. 1,000 13,000 0.00%
14 IFP ADVISORS, INC 1,000 13,000 0.00%
15 Global X Management CO LLC 1,290 17,000 0.00%
16 BANK OF MONTREAL /CAN/ 1,450 19,000 0.01%
17 MSI Financial Services Inc 1,675 22,000 0.01%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,758 23,000 0.01%
19 CUTLER GROUP LLC / CA 13,800 23,000 0.01% Put
20 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 26,000 0.01%
21 BANK OF AMERICA CORP /DE/ 4,892 63,000 0.02%
22 PEAK6 Group LLC 5,047 66,000 0.02%
23 PEAK6 Group LLC 5,100 66,000 0.02% Call
24 JPMORGAN CHASE & CO 5,296 69,000 0.02%
25 Chicago Partners Investment Group LLC 5,438 71,000 0.02%
26 REILLY FINANCIAL ADVISORS, LLC 5,500 72,000 0.02%
27 WESTPORT RESOURCES MANAGEMENT INC 6,553 85,000 0.02%
28 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,606 138,000 0.04%
29 ACG Wealth 10,785 140,000 0.04%
30 PEAK6 Group LLC 11,400 148,000 0.04% Put
31 CLINTON GROUP INC 11,493 150,000 0.04%
32 DEERE & CO 12,271 160,000 0.05%
33 KEMPNER CAPITAL MANAGEMENT INC. 12,400 161,000 0.05%
34 InterOcean Capital, LLC 12,420 162,000 0.05%
35 EASTERN BANK 13,800 180,000 0.05%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,081 183,000 0.05%
37 Sigma Planning Corp 15,547 202,000 0.06%
38 CUTLER GROUP LLC / CA 15,604 203,000 0.06%
39 LEVIN CAPITAL STRATEGIES, L.P. 15,756 205,000 0.06%
40 PineBridge Investments, L.P. 16,749 218,000 0.06%
41 NWAM LLC 18,050 235,000 0.07%
42 Commonwealth Equity Services, Inc 18,064 235,000 0.07%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,100 236,000 0.07% Put
44 CWA ASSET MANAGEMENT GROUP, LLC 19,650 256,000 0.07%
45 FOUNDERS FINANCIAL SECURITIES LLC 20,448 266,000 0.08%
46 Horizon Investments, LLC 20,639 269,000 0.08%
47 DIALECTIC CAPITAL MANAGEMENT, LP 22,700 296,000 0.08%
48 Airain ltd 24,319 317,000 0.09%
49 OPPENHEIMER & CO INC 24,843 323,000 0.09%
50 Investors Capital Advisory Services 27,106 351,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.