Dark
Light
System
Security
NEWLINK GENETICS CORP COM
NEWLINK GENETICS CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 135 Institutional holders with a total value of $200,687,665.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Prospera Financial Services Inc 10,200 115,000 0.06%
102 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 7,450 84,000 0.04%
103 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 5,400 61,000 0.03%
104 SPHINX TRADING, LP 5,000 56,000 0.03%
105 CUTLER GROUP LLC / CA 107,200 46,000 0.02% Call
106 Creative Planning 3,991 45,000 0.02%
107 BARCLAYS PLC 3,632 41,000 0.02%
108 US BANCORP \DE\ 3,531 40,000 0.02%
109 Legal & General Group Plc 3,623 39,000 0.02%
110 Spot Trading L.L.C 3,000 34,000 0.02% Put
111 SPHINX TRADING, LP 3,000 34,000 0.02% Put
112 TEACHER RETIREMENT SYSTEM OF TEXAS 2,995 34,000 0.02%
113 BlackRock Finance, Inc. 2,743 30,000 0.01%
114 ROYAL BANK OF CANADA 2,370 27,000 0.01%
115 CANADA LIFE ASSURANCE Co 2,048 23,000 0.01%
116 FT OPTIONS LLC 80,300 19,000 0.01% Call
117 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,682 19,000 0.01%
118 PANAGORA ASSET MANAGEMENT INC 1,675 19,000 0.01%
119 MCF Advisors LLC 1,646 19,000 0.01%
120 PRELUDE CAPITAL MANAGEMENT, LLC 1,500 17,000 0.01%
121 BNP PARIBAS FINANCIAL MARKETS 1,446 16,282 0.01%
122 North Star Investment Management Corp. 1,170 13,000 0.01%
123 Iowa State Bank 1,100 12,000 0.01%
124 FIFTH THIRD BANCORP 1,000 11,000 0.01%
125 KRILOGY FINANCIAL LLC 1,000 11,000 0.01%
126 Quantbot Technologies LP 756 8,000 0.00%
127 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 655 7,000 0.00%
128 INTEGRATED WEALTH MANAGEMENT 500 6,000 0.00%
129 NISA INVESTMENT ADVISORS, LLC 500 6,000 0.00%
130 STRS OHIO 500 5,000 0.00%
131 PNC FINANCIAL SERVICES GROUP, INC. 373 4,000 0.00%
132 BlackRock Japan Co. Ltd 309 3,000 0.00%
133 D.A. DAVIDSON & CO. 120 1,000 0.00%
134 WFG Advisors, LP 60 1,000 0.00%
135 ADVISOR GROUP, INC. 100 1,000 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.