| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BNP PARIBAS FINANCIAL MARKETS | 1,000 | 998 | 0.00% | PRN | |
| 2 | North Star Investment Management Corp. | 2,000 | 2,000 | 0.00% | ||
| 3 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 5,000 | 4,000 | 0.01% | PRN | |
| 4 | UBS Group AG | 10,000 | 10,000 | 0.01% | PRN | |
| 5 | Creative Planning | 11,000 | 11,000 | 0.02% | PRN | |
| 6 | Commonwealth Equity Services, Inc | 12,000 | 12,000 | 0.02% | ||
| 7 | ROYAL BANK OF CANADA | 13,000 | 13,000 | 0.02% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 24,000 | 24,000 | 0.03% | PRN | |
| 9 | Brown Advisory Securities, LLC | 28,000 | 28,000 | 0.04% | PRN | |
| 10 | OPPENHEIMER ASSET MANAGEMENT INC. | 82,000 | 82,000 | 0.12% | ||
| 11 | MORGAN STANLEY | 97,000 | 97,000 | 0.14% | PRN | |
| 12 | ADVENT CAPITAL MANAGEMENT /DE/ | 202,000 | 177,000 | 0.25% | PRN | |
| 13 | CREDIT SUISSE AG/ | 239,000 | 239,000 | 0.34% | PRN | |
| 14 | STIFEL FINANCIAL CORP | 259,514 | 260,000 | 0.37% | PRN | |
| 15 | Verition Fund Management LLC | 2,200,000 | 2,207,000 | 3.10% | PRN | |
| 16 | JPMORGAN CHASE & CO | 3,075,000 | 3,095,000 | 4.35% | PRN | |
| 17 | OAKTREE CAPITAL MANAGEMENT LP | 3,921,000 | 3,991,000 | 5.61% | PRN | |
| 18 | STEELHEAD PARTNERS LLC | 4,620,000 | 4,637,000 | 6.52% | PRN | |
| 19 | MACKAY SHIELDS LLC | 5,063,000 | 5,056,000 | 7.11% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 5,612,000 | 5,602,000 | 7.88% | PRN | |
| 21 | CSS LLC/IL | 6,171,000 | 6,174,000 | 8.68% | PRN | |
| 22 | Empyrean Capital Partners, LP | 7,718,000 | 7,786,000 | 10.95% | PRN | |
| 23 | CITADEL ADVISORS LLC | 10,764,000 | 10,806,000 | 15.19% | PRN | |
| 24 | D. E. Shaw & Co., Inc. | 20,708,000 | 20,817,000 | 29.27% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
