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SMART & FINAL STORES INC
SMART & FINAL STORES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 94 Institutional holders with a total value of $567,054,588.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 26 0 0.00%
2 ASSETMARK, INC 60 1,000 0.00%
3 FEDERATED HERMES, INC. 31 1,000 0.00%
4 HUNTINGTON NATIONAL BANK 83 2,000 0.00%
5 ROYAL BANK OF CANADA 291 5,000 0.00%
6 Legal & General Group Plc 336 6,000 0.00%
7 FIFTH THIRD BANCORP 416 8,000 0.00%
8 SIMPLEX TRADING, LLC 583 10,000 0.00%
9 Zurcher Kantonalbank (Zurich Cantonalbank) 569 10,000 0.00%
10 THOMPSON DAVIS & CO., INC. 625 11,000 0.00%
11 BlackRock Japan Co. Ltd 688 13,000 0.00%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 774 14,000 0.00%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,347 25,000 0.00%
14 UBS Group AG 1,633 30,000 0.01%
15 NEXT Financial Group, Inc 1,700 30,000 0.01%
16 TEACHER RETIREMENT SYSTEM OF TEXAS 2,741 50,000 0.01%
17 SEI INVESTMENTS CO 2,812 51,000 0.01%
18 BNP PARIBAS FINANCIAL MARKETS 3,437 62,588 0.01%
19 VICTORY CAPITAL MANAGEMENT INC 4,201 77,000 0.01%
20 ENVESTNET ASSET MANAGEMENT INC 4,901 89,000 0.02%
21 Walleye Trading LLC 5,100 93,000 0.02%
22 Independent Portfolio Consultants, Inc. 5,755 105,000 0.02%
23 CANADA LIFE ASSURANCE Co 5,800 106,000 0.02%
24 FULLER & THALER ASSET MANAGEMENT, INC. 6,800 124,000 0.02%
25 ALLIANCEBERNSTEIN L.P. 10,700 168,000 0.03%
26 D.A. DAVIDSON & CO. 9,566 174,000 0.03%
27 QUANTUM CAPITAL MANAGEMENT 12,069 220,000 0.04%
28 CITIGROUP INC 12,575 229,000 0.04%
29 AMERICAN INTERNATIONAL GROUP, INC. 14,219 259,000 0.05%
30 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 15,900 290,000 0.05%
31 Nationwide Fund Advisors 15,980 291,000 0.05%
32 GOLDMAN SACHS GROUP INC 16,451 300,000 0.05%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,786 324,000 0.06%
34 METROPOLITAN LIFE INSURANCE CO/NY 18,144 330,000 0.06%
35 CREDIT SUISSE AG/ 19,607 356,000 0.06%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 28,320 516,000 0.09%
37 TUDOR INVESTMENT CORP ET AL 30,022 547,000 0.10%
38 RHUMBLINE ADVISERS 31,677 577,000 0.10%
39 TEACHERS ADVISORS, LLC 34,501 628,000 0.11%
40 WELLS FARGO & COMPANY/MN 34,593 630,000 0.11%
41 PRUDENTIAL FINANCIAL INC 36,310 661,000 0.12%
42 A.R.T. Advisors, LLC 38,518 701,000 0.12%
43 Swiss National Bank 39,700 723,000 0.13%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,000 819,000 0.14%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 46,103 840,000 0.15%
46 Quantitative Systematic Strategies LLC 50,925 921,000 0.16%
47 NEW YORK STATE COMMON RETIREMENT FUND 53,588 976,000 0.17%
48 BlackRock Finance, Inc. 61,986 1,129,000 0.20%
49 Invesco Ltd. 69,350 1,263,000 0.22%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 74,423 1,356,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.