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SMART AND FINAL STORES INC COM
SMART AND FINAL STORES INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 96 Institutional holders with a total value of $1,151,047,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 26 0 0.00%
2 FEDERATED HERMES, INC. 25 1,000 0.00%
3 First Horizon Advisors, Inc. 175 3,000 0.00%
4 Tower Research Capital LLC (TRC) 200 3,000 0.00%
5 SIGNATUREFD, LLC 236 4,000 0.00%
6 MUFG Americas Holdings Corp 285 5,000 0.00%
7 BNP PARIBAS FINANCIAL MARKETS 435 7,047 0.00%
8 FIFTH THIRD BANCORP 540 9,000 0.00%
9 Zurcher Kantonalbank (Zurich Cantonalbank) 569 9,000 0.00%
10 ROYAL BANK OF CANADA 684 11,000 0.00%
11 BlackRock Japan Co. Ltd 773 13,000 0.00%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 874 14,000 0.00%
13 Legal & General Group Plc 952 15,000 0.00%
14 SIMPLEX TRADING, LLC 1,132 18,000 0.00%
15 UBS Group AG 1,226 19,000 0.00%
16 BANK OF MONTREAL /CAN/ 1,216 20,000 0.00%
17 NEXT Financial Group, Inc 1,450 23,000 0.00%
18 SEI INVESTMENTS CO 1,657 27,000 0.00%
19 VICTORY CAPITAL MANAGEMENT INC 2,611 42,000 0.00%
20 TEACHER RETIREMENT SYSTEM OF TEXAS 3,624 59,000 0.01%
21 CANADA LIFE ASSURANCE Co 5,800 94,000 0.01%
22 ENVESTNET ASSET MANAGEMENT INC 7,347 119,000 0.01%
23 Independent Portfolio Consultants, Inc. 9,430 153,000 0.01%
24 ALLIANCEBERNSTEIN L.P. 10,700 173,000 0.02%
25 QUANTUM CAPITAL MANAGEMENT 11,655 189,000 0.02%
26 D.A. DAVIDSON & CO. 12,100 195,000 0.02%
27 SECOR Capital Advisors, LP 13,254 215,000 0.02%
28 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13,900 225,000 0.02%
29 SUNTRUST BANKS INC 14,046 226,000 0.02%
30 AMERICAN INTERNATIONAL GROUP, INC. 14,219 230,000 0.02%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,608 286,000 0.02%
32 METROPOLITAN LIFE INSURANCE CO/NY 18,144 294,000 0.03%
33 CREDIT SUISSE AG/ 25,076 406,000 0.04%
34 TUDOR INVESTMENT CORP ET AL 25,776 418,000 0.04%
35 DIMENSIONAL FUND ADVISORS LP 25,949 420,000 0.04%
36 PRUDENTIAL FINANCIAL INC 26,410 428,000 0.04%
37 CITIGROUP INC 27,750 449,000 0.04%
38 AQR CAPITAL MANAGEMENT LLC 30,652 497,000 0.04%
39 WELLS FARGO & COMPANY/MN 31,085 503,000 0.04%
40 GOLDMAN SACHS GROUP INC 31,724 514,000 0.04%
41 TEACHERS ADVISORS, LLC 34,501 559,000 0.05%
42 RHUMBLINE ADVISERS 35,532 576,000 0.05%
43 Quantitative Systematic Strategies LLC 37,578 610,000 0.05%
44 Timpani Capital Management LLC 39,930 647,000 0.06%
45 RUSSELL FRANK CO/ 40,416 655,000 0.06%
46 Swiss National Bank 48,700 762,000 0.07%
47 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,408 833,000 0.07%
48 DRIEHAUS CAPITAL MANAGEMENT LLC 52,013 843,000 0.07%
49 Nationwide Fund Advisors 52,451 850,000 0.07%
50 NEW YORK STATE COMMON RETIREMENT FUND 53,588 868,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.