| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 922,173 | 16,092,000 | 19.33% | ||
| 2 | WELLS FARGO & COMPANY/MN | 678,399 | 11,839,000 | 14.22% | ||
| 3 | Camelot Portfolios, LLC | 504,221 | 8,799,000 | 10.57% | ||
| 4 | DUBUQUE BANK & TRUST CO | 262,661 | 4,583,000 | 5.51% | ||
| 5 | Sterneck Capital Management, LLC | 260,405 | 4,544,000 | 5.46% | ||
| 6 | FIRST FOUNDATION ADVISORS | 186,817 | 3,260,000 | 3.92% | ||
| 7 | MORGAN STANLEY | 180,203 | 3,145,000 | 3.78% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 155,901 | 2,720,000 | 3.27% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 126,336 | 2,205,000 | 2.65% | ||
| 10 | WFG Advisors, LP | 120,653 | 2,105,000 | 2.53% | ||
| 11 | Commonwealth Equity Services, Inc | 114,199 | 1,993,000 | 2.39% | ||
| 12 | NWAM LLC | 107,041 | 1,868,000 | 2.24% | ||
| 13 | BB&T SECURITIES, LLC | 105,036 | 1,832,000 | 2.20% | ||
| 14 | Harbour Capital Advisors, LLC | 28,513 | 1,634,000 | 1.96% | ||
| 15 | Invesco Ltd. | 93,060 | 1,624,000 | 1.95% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 91,133 | 1,590,000 | 1.91% | ||
| 17 | DAVENPORT & Co LLC | 86,706 | 1,513,020 | 1.82% | ||
| 18 | DOLIVER ADVISORS, LP | 80,155 | 1,399,000 | 1.68% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 72,321 | 1,262,000 | 1.52% | ||
| 20 | UBS Group AG | 63,560 | 1,110,000 | 1.33% | ||
| 21 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,438 | 1,072,000 | 1.29% | ||
| 22 | CSS LLC/IL | 48,265 | 842,000 | 1.01% | ||
| 23 | Windsor Capital Management, LLC | 37,812 | 659,000 | 0.79% | ||
| 24 | AMERIPRISE FINANCIAL INC | 36,062 | 629,000 | 0.76% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 32,417 | 566,000 | 0.68% | ||
| 26 | LPL Financial LLC | 28,609 | 499,000 | 0.60% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 28,423 | 496,000 | 0.60% | ||
| 28 | ROYAL BANK OF CANADA | 24,719 | 431,000 | 0.52% | ||
| 29 | SHEPHERD KAPLAN KROCHUK, LLC | 18,400 | 321,000 | 0.39% | ||
| 30 | Capital Investment Advisors, LLC | 14,828 | 259,000 | 0.31% | ||
| 31 | D.A. DAVIDSON & CO. | 13,924 | 242,000 | 0.29% | ||
| 32 | STIFEL FINANCIAL CORP | 13,827 | 240,000 | 0.29% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 12,489 | 218,000 | 0.26% | ||
| 34 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,462 | 217,000 | 0.26% | ||
| 35 | Stockman Wealth Management, Inc. | 12,373 | 216,000 | 0.26% | ||
| 36 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 12,254 | 214,000 | 0.26% | ||
| 37 | OPPENHEIMER & CO INC | 11,500 | 201,000 | 0.24% | ||
| 38 | UNITED FIRE GROUP INC | 8,747 | 153,000 | 0.18% | ||
| 39 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 7,920 | 139,000 | 0.17% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 7,285 | 127,000 | 0.15% | ||
| 41 | ADVISOR GROUP, INC. | 6,630 | 116,000 | 0.14% | ||
| 42 | US BANCORP \DE\ | 3,384 | 59,000 | 0.07% | ||
| 43 | IFP ADVISORS, INC | 2,992 | 52,000 | 0.06% | ||
| 44 | Advisory Services Network, LLC | 1,937 | 34,000 | 0.04% | ||
| 45 | DUNCKER STREETT & CO INC | 1,002 | 17,000 | 0.02% | ||
| 46 | MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. | 861 | 15,000 | 0.02% | ||
| 47 | BRONFMAN E.L. ROTHSCHILD, L.P. | 784 | 14,000 | 0.02% | ||
| 48 | FIRST PREMIER BANK | 823 | 14,000 | 0.02% | ||
| 49 | Cordasco Financial Network | 664 | 12,000 | 0.01% | ||
| 50 | CITIGROUP INC | 639 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
