| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 3,000,690 | 22,475,000 | 73.32% | ||
| 2 | 1607 Capital Partners, LLC | 750,589 | 5,622,000 | 18.34% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 70,936 | 531,000 | 1.73% | ||
| 4 | MORGAN STANLEY | 69,576 | 521,000 | 1.70% | ||
| 5 | ProVise Management Group, LLC | 39,964 | 299,000 | 0.98% | ||
| 6 | NWAM LLC | 23,564 | 176,000 | 0.57% | ||
| 7 | Shaker Financial Services, LLC | 21,300 | 160,000 | 0.52% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 20,200 | 151,000 | 0.49% | ||
| 9 | WELLS FARGO & COMPANY/MN | 18,115 | 136,000 | 0.44% | ||
| 10 | Saba Capital Management, L.P. | 17,285 | 130,000 | 0.42% | ||
| 11 | CITADEL ADVISORS LLC | 13,820 | 104,000 | 0.34% | ||
| 12 | AMERIPRISE FINANCIAL INC | 13,023 | 98,000 | 0.32% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 11,037 | 83,000 | 0.27% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 10,523 | 79,000 | 0.26% | ||
| 15 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 5,100 | 38,000 | 0.12% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 2,872 | 22,000 | 0.07% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,015 | 15,000 | 0.05% | ||
| 18 | ROYAL BANK OF CANADA | 1,250 | 9,000 | 0.03% | ||
| 19 | UBS Group AG | 615 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
