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NORTHERN DYNASTY MINERALS LTD COM
NORTHERN DYNASTY MINERALS LTD COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 85 Institutional holders with a total value of $63,380,918.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 22 0 0.00%
2 Creative Planning 1,000 0 0.00% Call
3 CUTLER GROUP LLC / CA 5,000 1,000 0.00% Call
4 US BANCORP \DE\ 1,000 1,000 0.00%
5 SEI INVESTMENTS CO 362 1,000 0.00%
6 CWM, LLC 800 1,000 0.00%
7 ROYAL FUND MANAGEMENT, LLC 1,151 1,000 0.00%
8 VERSANT CAPITAL MANAGEMENT, INC 2,000 2,000 0.00%
9 GENEOS WEALTH MANAGEMENT INC. 1,900 2,000 0.00%
10 FNY Managed Accounts LLC 1,522 2,000 0.00%
11 SCHRODER INVESTMENT MANAGEMENT GROUP 2,165 4,000 0.01%
12 Parallax Volatility Advisers, L.P. 3,080 4,000 0.01%
13 IFP ADVISORS, INC 6,745 10,000 0.02%
14 CUTLER GROUP LLC / CA 27,900 10,000 0.02% Put
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,150 10,000 0.02%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 7,800 11,000 0.02%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 7,500 11,000 0.02% Call
18 WELLS FARGO & COMPANY/MN 8,000 12,000 0.02%
19 CUTLER GROUP LLC / CA 9,295 13,000 0.02%
20 One Capital Management, LLC 10,000 14,000 0.02%
21 BLB&B Advisors, LLC 10,000 14,000 0.02%
22 PEAK6 Group LLC 10,353 15,000 0.02%
23 CREDIT SUISSE AG/ 11,500 16,000 0.03%
24 ADVISOR GROUP, INC. 11,418 17,000 0.03%
25 GRIMES & Co WEALTH MANAGEMENT, LLC 13,400 19,000 0.03%
26 Bank of New York Mellon Corp 12,779 19,000 0.03%
27 SMITH, MOORE & CO. 13,360 19,000 0.03%
28 BARCLAYS PLC 14,424 20,000 0.03%
29 Raymond James Financial Services Advisors, Inc. 14,033 20,000 0.03%
30 BlackRock Finance, Inc. 14,692 21,000 0.03%
31 SPROTT INC. 16,000 23,000 0.04%
32 BNP PARIBAS FINANCIAL MARKETS 16,726 23,918 0.04%
33 INDEPENDENT ADVISOR ALLIANCE 20,000 25,000 0.04%
34 TWO SIGMA ADVISERS, LP 19,710 28,000 0.04%
35 RAYMOND JAMES & ASSOCIATES 20,114 29,000 0.05%
36 HighTower Advisors, LLC 20,266 29,000 0.05%
37 JANE STREET GROUP, LLC 22,271 32,000 0.05%
38 HL FINANCIAL SERVICES LLC 25,000 36,000 0.06%
39 MML INVESTORS SERVICES, INC. 25,128 36,000 0.06%
40 BANK OF AMERICA CORP /DE/ 26,890 38,000 0.06%
41 People's United Financial, Inc. 29,695 42,000 0.07%
42 MANITOU INVESTMENT MANAGEMENT LTD. 49,900 70,000 0.11%
43 MORGAN STANLEY 67,510 96,000 0.15%
44 Commonwealth Equity Services, Inc 70,212 100,000 0.16%
45 ROYAL BANK OF CANADA 75,875 109,000 0.17%
46 Creative Planning 87,366 125,000 0.20%
47 CITADEL ADVISORS LLC 89,200 128,000 0.20% Put
48 WOLVERINE TRADING LP /BD 93,551 133,000 0.21%
49 WOLVERINE TRADING LP /BD 94,900 135,000 0.21% Call
50 SIMPLEX TRADING, LLC 94,965 135,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.