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NORTHWEST BIOTHERAPEUTICS
NORTHWEST BIOTHERAPEUTICS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 8 Institutional holders with a total value of $8,838,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MAIRS & POWER INC 12,500 4,000 0.05%
2 BIEGEL & WALLER LLC 11,500 5,000 0.06%
3 TUDOR INVESTMENT CORP ET AL 31,660 11,000 0.12%
4 BRANDES INVESTMENT PARTNERS, LP 65,000 23,000 0.26%
5 Montecito Bank & Trust 75,717 26,000 0.29%
6 WEDBUSH SECURITIES INC 127,200 44,000 0.50%
7 HYMAN CHARLES D 249,625 87,000 0.98%
8 Woodford Investment Management Ltd 24,815,028 8,638,000 97.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.