Dark
Light
System
Security
NOVO-NORDISK A S
NOVO-NORDISK A S. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 477 Institutional holders with a total value of $9,029,123,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MACROVIEW INVESTMENT MANAGEMENT LLC 20 1,000 0.00%
2 Archford Capital Strategies, LLC 30 1,000 0.00%
3 HANSEATIC MANAGEMENT SERVICES INC 33 2,000 0.00%
4 Kistler-Tiffany Companies, LLC 35 2,000 0.00%
5 First City Capital Management, Inc. 80 3,810 0.00%
6 Sandy Spring Bank 85 4,000 0.00%
7 Walleye Trading LLC 100 5,000 0.00% Put
8 WealthTrust Fairport, LLC 100 5,000 0.00%
9 One Capital Management, LLC 115 5,000 0.00%
10 Tower Research Capital LLC (TRC) 100 5,000 0.00%
11 QCI ASSET MANAGEMENT INC/NY 120 6,000 0.00%
12 DELTA ASSET MANAGEMENT LLC/TN 125 6,000 0.00%
13 Hartford Financial Management Inc. 152 7,000 0.00%
14 Johnson Financial Group, Inc. 162 8,000 0.00%
15 Invictus RG Pte. Ltd. 174 8,000 0.00%
16 Waverly Advisors, LLC 158 8,000 0.00%
17 Crosspoint Capital Strategies, LLC 210 10,000 0.00%
18 Ground Swell Capital, LLC 209 10,000 0.00%
19 B. Riley Wealth Management, Inc. 250 11,000 0.00%
20 HABERER REGISTERED INVESTMENT ADVISOR INC 225 11,000 0.00% SH
21 WESTPORT RESOURCES MANAGEMENT INC 250 12,000 0.00%
22 MOTCO 250 12,000 0.00%
23 Jefferies Group LLC 300 14,000 0.00% Call
24 Carroll Financial Associates, Inc. 345 15,000 0.00%
25 THOMPSON DAVIS & CO., INC. 409 19,000 0.00%
26 UBS AG 400 19,000 0.00% Put
27 TCI Wealth Advisors, Inc. 447 21,000 0.00%
28 BRAVE ASSET MANAGEMENT INC 500 24,000 0.00%
29 Hexavest Inc. 550 26,000 0.00%
30 REILLY FINANCIAL ADVISORS, LLC 565 27,000 0.00%
31 BOSTON PRIVATE BANK & TRUST CO 630 30,000 0.00%
32 ENTERPRISE FINANCIAL SERVICES CORP 640 30,000 0.00%
33 Cornerstone Advisors, Inc. 695 33,000 0.00%
34 MUFG Americas Holdings Corp 735 35,000 0.00%
35 Oakworth Capital, Inc. 820 38,000 0.00%
36 COLONY GROUP LLC 873 42,000 0.00%
37 LS Investment Advisors, LLC 1,082 52,000 0.00%
38 OFI Advisors LLC 1,156 55,000 0.00%
39 Gradient Investments LLC 1,150 55,000 0.00%
40 Walleye Trading LLC 1,407 67,000 0.00%
41 WealthTrust-Arizona, LLC 1,445 69,000 0.00%
42 M Holdings Securities, Inc. 1,500 71,000 0.00%
43 CKW FINANCIAL GROUP 1,484 71,000 0.00%
44 Strategic Capital Alternatives LLC 1,525 73,000 0.00%
45 NEW ENGLAND SECURITIES CORP /MA/ 1,686 80,000 0.00%
46 Community Financial Services Group, LLC 1,800 86,000 0.00%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 1,800 86,000 0.00%
48 Ranger International Management, LP 1,830 87,000 0.00%
49 CENTRAL TRUST Co 1,883 89,000 0.00%
50 WHITTIER TRUST CO 1,875 89,000 0.00%
Page 1 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.