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NOVO-NORDISK A S
NOVO-NORDISK A S. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 552 Institutional holders with a total value of $10,560,001,942.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 3,000 0 0.00% Put
2 Ruggie Capital Group 5 0 0.00%
3 Credential Securities Inc. 25 1,354 0.00%
4 INTEGRATED WEALTH MANAGEMENT 37 2,000 0.00%
5 Alerus Investment Advisors Corp 42 2,000 0.00%
6 Vident Investment Advisory, LLC 123,554 2,000 0.00%
7 Plante Moran Financial Advisors, LLC 33 2,000 0.00%
8 US FINANCIAL ADVISORS, LLC 55 3,000 0.00%
9 Tradewinds Capital Management, LLC 55 3,000 0.00%
10 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 59 3,000 0.00%
11 Cable Hill Partners, LLC 50 3,000 0.00%
12 SUTTON WEALTH ADVISORS INC. 63 3,414 0.00%
13 TRUST DEPARTMENT MB FINANCIAL BANK N A 77 4,000 0.00%
14 Patten Group, Inc. 75 4,064 0.00%
15 Spot Trading L.L.C 100 5,000 0.00% Call
16 PRENTISS SMITH & CO INC 100 5,000 0.00%
17 Tower Research Capital LLC (TRC) 100 5,000 0.00%
18 Burt Wealth Advisors 116 6,000 0.00%
19 QCI ASSET MANAGEMENT INC/NY 120 7,000 0.00%
20 Tortoise Investment Management, LLC 120 7,000 0.00%
21 SEVEN EIGHT CAPITAL, LP 131 7,000 0.00%
22 Hartford Financial Management Inc. 152 8,000 0.00%
23 Sandy Spring Bank 145 8,000 0.00%
24 MARK SHEPTOFF FINANCIAL PLANNING, LLC 167 9,000 0.00%
25 CUTLER GROUP LLC / CA 3,900 9,000 0.00% Call
26 Johnson Financial Group, Inc. 181 10,000 0.00%
27 Advisors Preferred, LLC 201 11,000 0.00%
28 Barrett Asset Management, LLC 233 13,000 0.00%
29 WESTPORT RESOURCES MANAGEMENT INC 250 14,000 0.00%
30 Whitnell & Co. 266 14,000 0.00%
31 KRILOGY FINANCIAL LLC 275 15,000 0.00%
32 TEACHERS ADVISORS, LLC 318 17,000 0.00%
33 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 350 18,000 0.00%
34 Carroll Financial Associates, Inc. 344 18,000 0.00%
35 Brick & Kyle, Associates 350 19,000 0.00%
36 North Star Investment Management Corp. 350 19,000 0.00%
37 First City Capital Management, Inc. 384 20,809 0.00%
38 DAVIDSON INVESTMENT ADVISORS 400 21,000 0.00%
39 ACROSPIRE INVESTMENT MANAGEMENT LLC 400 22,000 0.00%
40 Parkside Financial Bank & Trust 424 23,000 0.00%
41 AMERICAN NATIONAL BANK & TRUST 450 24,000 0.00%
42 Franklin, Parlapiano, Turner & Welch, LLC 440 24,000 0.00%
43 Kistler-Tiffany Companies, LLC 454 25,000 0.00%
44 BALENTINE LLC 466 25,000 0.00%
45 KANALY TRUST CO 460 25,000 0.00%
46 ARCADIA INVESTMENT MANAGEMENT CORP/MI 487 26,000 0.00%
47 Winfield Associates, Inc. 500 27,000 0.00%
48 MONROE BANK & TRUST/MI 500 27,000 0.00%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 498 27,000 0.00%
50 BRAVE ASSET MANAGEMENT INC 500 27,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.