Dark
Light
System
Security
NOVO-NORDISK A S
NOVO-NORDISK A S. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 508 Institutional holders with a total value of $6,666,246,447.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 CAPSTONE ASSET MANAGEMENT CO 69,235 2,969,000 0.04%
152 CIBC Private Wealth Group LLC 67,816 2,909,000 0.04%
153 Winslow, Evans & Crocker, Inc. 68,814 2,888,092 0.04%
154 KALOS MANAGEMENT, INC. 67,141 2,879,000 0.04%
155 Bartlett & Co. LLC 66,540 2,854,000 0.04%
156 Mirae Asset Global Investments Co., Ltd. 66,207 2,830,000 0.04%
157 ADVISOR GROUP, INC. 64,773 2,779,000 0.04%
158 TD ASSET MANAGEMENT INC 64,170 2,752,000 0.04%
159 Orca Investment Management, LLC 62,752 2,691,000 0.04%
160 NorthCoast Asset Management LLC 62,275 2,671,000 0.04%
161 AMERICAN NATIONAL INSURANCE CO 62,000 2,659,000 0.04%
162 PEAK6 Group LLC 61,300 2,629,000 0.04% Put
163 Hayek Kallen Investment Management 59,320 2,544,000 0.04%
164 Traynor Capital Management, Inc. 60,928 2,530,000 0.04%
165 SILVERCREST ASSET MANAGEMENT GROUP LLC 58,966 2,529,000 0.04%
166 Twin Tree Management, LP 58,100 2,492,000 0.04% Call
167 MARIETTA INVESTMENT PARTNERS LLC 57,330 2,459,000 0.04%
168 GUGGENHEIM CAPITAL LLC 54,310 2,329,000 0.03%
169 OPPENHEIMER ASSET MANAGEMENT INC. 52,839 2,267,000 0.03%
170 SouthState Bank Corp 52,849 2,267,000 0.03%
171 ROUND HILL ASSET MANAGEMENT 52,460 2,250,000 0.03%
172 WENDELL DAVID ASSOCIATES INC 52,461 2,250,000 0.03%
173 BOSTON FAMILY OFFICE LLC 50,855 2,181,000 0.03%
174 FIRST TRUST ADVISORS LP 50,523 2,167,000 0.03%
175 FAIRFIELD, BUSH & CO. 50,495 2,166,000 0.03%
176 PRINCETON CAPITAL MANAGEMENT INC 50,395 2,162,000 0.03%
177 M&T BANK CORP 49,825 2,137,000 0.03%
178 Cambridge Investment Research Advisors, Inc. 49,474 2,122,000 0.03%
179 A.R.T. Advisors, LLC 49,300 2,114,000 0.03%
180 CITIGROUP INC 49,200 2,110,000 0.03% Call
181 PRIO WEALTH LIMITED PARTNERSHIP 48,850 2,095,000 0.03%
182 CLEARBRIDGE, LLC 48,700 2,089,000 0.03%
183 JANE STREET GROUP, LLC 47,700 2,046,000 0.03% Put
184 RESOURCES INVESTMENT ADVISORS, INC. 46,106 1,977,000 0.03%
185 AZZAD ASSET MANAGEMENT INC /ADV 45,679 1,959,165 0.03%
186 Neuberger Berman Group LLC 45,660 1,958,000 0.03%
187 Willingdon Wealth Management 45,316 1,944,000 0.03%
188 CITADEL ADVISORS LLC 45,300 1,943,000 0.03% Put
189 SECURITY ASSET MANAGEMENT 45,189 1,938,000 0.03%
190 STEPHENS INC /AR/ 44,643 1,915,000 0.03%
191 SG Americas Securities, LLC 43,800 1,879,000 0.03%
192 Janney Montgomery Scott LLC 43,164 1,851,000 0.03%
193 BANCO SANTANDER CENTRAL HISPANO SA 43,033 1,840,000 0.03%
194 BFSG, LLC 42,457 1,821,000 0.03%
195 EagleClaw Capital Managment, LLC 41,475 1,781,000 0.03%
196 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 40,349 1,730,569 0.03%
197 Hansberger Growth Investors, LP 40,050 1,718,000 0.03%
198 MACKENZIE FINANCIAL CORP 39,651 1,701,000 0.03%
199 ALLEGIS INVESTMENT ADVISORS, LLC 39,503 1,694,000 0.03%
200 Creative Planning 38,810 1,665,000 0.02%
Page 4 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.