| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 5,832,266 | 50,216,000 | 13.64% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,820,388 | 32,894,000 | 8.93% | ||
| 3 | BRAMSHILL INVESTMENTS, LLC | 3,528,604 | 30,381,000 | 8.25% | ||
| 4 | MORGAN STANLEY | 2,420,941 | 20,845,000 | 5.66% | ||
| 5 | COHEN & STEERS, INC. | 2,212,769 | 19,052,000 | 5.17% | ||
| 6 | PRIVATE MANAGEMENT GROUP INC | 2,133,569 | 18,370,000 | 4.99% | ||
| 7 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,047,768 | 17,631,000 | 4.79% | ||
| 8 | Hilton Capital Management, LLC | 1,927,567 | 16,596,000 | 4.51% | PRN | |
| 9 | Invesco Ltd. | 1,741,872 | 14,998,000 | 4.07% | ||
| 10 | UBS Group AG | 1,447,035 | 12,459,000 | 3.38% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,325,468 | 11,412,000 | 3.10% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,281,611 | 11,035,000 | 3.00% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 1,181,367 | 10,172,000 | 2.76% | ||
| 14 | ROYAL BANK OF CANADA | 1,023,323 | 8,810,000 | 2.39% | ||
| 15 | RELATIVE VALUE PARTNERS GROUP, LLC | 964,061 | 8,301,000 | 2.25% | ||
| 16 | EATON VANCE MANAGEMENT | 952,498 | 8,087,000 | 2.20% | ||
| 17 | STIFEL FINANCIAL CORP | 668,495 | 5,770,000 | 1.57% | ||
| 18 | BAILLIE GIFFORD & CO | 583,518 | 5,025,000 | 1.36% | ||
| 19 | Advisors Asset Management, Inc. | 536,239 | 4,617,000 | 1.25% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 455,933 | 3,926,000 | 1.07% | ||
| 21 | BANK OF MONTREAL /CAN/ | 425,000 | 3,659,000 | 0.99% | ||
| 22 | 1832 Asset Management L.P. | 400,000 | 3,448,000 | 0.94% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 331,717 | 2,857,000 | 0.78% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 307,143 | 2,644,000 | 0.72% | ||
| 25 | Freestone Capital Holdings, LLC | 306,587 | 2,640,000 | 0.72% | ||
| 26 | ZAZOVE ASSOCIATES LLC | 303,805 | 2,616,000 | 0.71% | ||
| 27 | DUBUQUE BANK & TRUST CO | 300,332 | 2,586,000 | 0.70% | ||
| 28 | FIRST TRUST ADVISORS LP | 295,357 | 2,543,000 | 0.69% | ||
| 29 | Vident Investment Advisory, LLC | 259,433 | 2,234,000 | 0.61% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 242,177 | 2,085,000 | 0.57% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 186,672 | 1,607,000 | 0.44% | ||
| 32 | Shaker Financial Services, LLC | 168,398 | 1,450,000 | 0.39% | ||
| 33 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 159,453 | 1,373,000 | 0.37% | ||
| 34 | Oxbow Advisors, LLC | 155,128 | 1,336,000 | 0.36% | ||
| 35 | ROBINSON CAPITAL MANAGEMENT, LLC | 136,900 | 1,179,000 | 0.32% | ||
| 36 | PROFICIO CAPITAL PARTNERS LLC | 130,568 | 1,127,000 | 0.31% | ||
| 37 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 130,087 | 1,119,000 | 0.30% | ||
| 38 | Edge Wealth Management LLC | 122,686 | 1,053,000 | 0.29% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 121,879 | 1,049,000 | 0.28% | ||
| 40 | NWAM LLC | 121,655 | 1,047,000 | 0.28% | ||
| 41 | AMERIPRISE FINANCIAL INC | 116,147 | 1,000,000 | 0.27% | ||
| 42 | NINE MASTS CAPITAL Ltd | 111,600 | 961,000 | 0.26% | ||
| 43 | BESSEMER GROUP INC | 111,600 | 961,000 | 0.26% | ||
| 44 | WESCAP MANAGEMENT GROUP, INC. | 109,008 | 938,000 | 0.25% | ||
| 45 | LPL Financial LLC | 107,675 | 927,000 | 0.25% | ||
| 46 | DOLIVER ADVISORS, LP | 100,570 | 866,000 | 0.24% | ||
| 47 | ADVISOR GROUP, INC. | 91,962 | 792,000 | 0.22% | ||
| 48 | Commonwealth Equity Services, Inc | 80,591 | 694,000 | 0.19% | ||
| 49 | MILLENNIUM MANAGEMENT LLC | 78,440 | 675,000 | 0.18% | ||
| 50 | AE WEALTH MANAGEMENT LLC | 62,006 | 534,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
