| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,094,150 | 43,442,000 | 12.98% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,551,156 | 35,818,000 | 10.70% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,058,689 | 28,904,000 | 8.64% | ||
| 4 | UBS Group AG | 1,614,172 | 22,663,000 | 6.77% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,468,194 | 20,613,000 | 6.16% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,460,123 | 20,500,000 | 6.13% | ||
| 7 | Karpus Management, Inc. | 1,176,216 | 16,514,000 | 4.94% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 1,071,366 | 15,042,000 | 4.50% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 981,160 | 13,775,000 | 4.12% | ||
| 10 | Advisors Asset Management, Inc. | 639,075 | 8,973,000 | 2.68% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 541,098 | 7,597,000 | 2.27% | ||
| 12 | VAN ECK ASSOCIATES CORP | 521,297 | 7,319,000 | 2.19% | ||
| 13 | 1607 Capital Partners, LLC | 433,424 | 6,085,000 | 1.82% | ||
| 14 | Invesco Ltd. | 344,868 | 4,842,000 | 1.45% | ||
| 15 | ROYAL BANK OF CANADA | 334,714 | 4,700,000 | 1.40% | ||
| 16 | HighTower Advisors, LLC | 189,881 | 2,663,000 | 0.80% | ||
| 17 | JPMORGAN CHASE & CO | 181,177 | 2,544,000 | 0.76% | ||
| 18 | STIFEL FINANCIAL CORP | 177,040 | 2,494,000 | 0.75% | ||
| 19 | JFS WEALTH ADVISORS, LLC | 172,359 | 2,420,000 | 0.72% | ||
| 20 | 1832 Asset Management L.P. | 170,000 | 2,390,000 | 0.71% | ||
| 21 | NATIONAL PLANNING CORP | 164,355 | 2,311,000 | 0.69% | ||
| 22 | Tradewinds Capital Management, LLC | 164,376 | 2,308,000 | 0.69% | ||
| 23 | NORTHERN CAPITAL MANAGEMENT LLC | 160,877 | 2,259,000 | 0.68% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 156,965 | 2,204,000 | 0.66% | ||
| 25 | COHEN & STEERS, INC. | 149,981 | 2,106,000 | 0.63% | ||
| 26 | Horizon Kinetics LLC | 136,868 | 1,922,000 | 0.57% | ||
| 27 | Raymond James Financial Services Advisors, Inc. | 135,554 | 1,903,000 | 0.57% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 133,989 | 1,881,000 | 0.56% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133,669 | 1,877,000 | 0.56% | ||
| 30 | Commonwealth Equity Services, Inc | 130,557 | 1,833,000 | 0.55% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 119,600 | 1,679,000 | 0.50% | ||
| 32 | Capital Investment Advisors, LLC | 118,496 | 1,664,000 | 0.50% | ||
| 33 | ACKERMAN CAPITAL ADVISORS, LLC | 109,923 | 1,543,000 | 0.46% | ||
| 34 | DOLIVER ADVISORS, LP | 109,369 | 1,536,000 | 0.46% | ||
| 35 | AMERIPRISE FINANCIAL INC | 102,775 | 1,443,000 | 0.43% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 101,930 | 1,431,000 | 0.43% | ||
| 37 | Bank of New York Mellon Corp | 91,059 | 1,278,000 | 0.38% | ||
| 38 | GOODWIN DANIEL L | 86,340 | 1,212,000 | 0.36% | ||
| 39 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 85,591 | 1,202,000 | 0.36% | ||
| 40 | Shamrock Asset Management LLC | 84,821 | 1,191,000 | 0.36% | ||
| 41 | Global Endowment Management, LP | 80,295 | 1,127,000 | 0.34% | ||
| 42 | Private Advisor Group, LLC | 77,605 | 1,099,000 | 0.33% | ||
| 43 | GREAT LAKES ADVISORS, LLC | 77,741 | 1,091,000 | 0.33% | ||
| 44 | Stratos Wealth Partners, LTD. | 75,560 | 1,061,000 | 0.32% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 69,674 | 978,000 | 0.29% | ||
| 46 | LPL Financial LLC | 64,855 | 911,000 | 0.27% | ||
| 47 | FIRST TRUST ADVISORS LP | 64,720 | 909,000 | 0.27% | ||
| 48 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 59,691 | 838,000 | 0.25% | ||
| 49 | ADVISOR GROUP, INC. | 59,060 | 829,000 | 0.25% | ||
| 50 | Creative Planning | 57,930 | 813,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
