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NUVEEN EQUITY PREM OPPORTUNITY
NUVEEN EQUITY PREM OPPORTUNITY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 59 Institutional holders with a total value of $96,696,626.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 140 2,000 0.00%
2 NEW ENGLAND SECURITIES CORP /MA/ 137 2,000 0.00%
3 M&T BANK CORP 300 4,000 0.00%
4 Lehman Financial Resources, Inc. 300 4,000 0.00%
5 Creative Planning 339 4,000 0.00%
6 Tower Research Capital LLC (TRC) 804 10,000 0.01%
7 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 769 10,000 0.01%
8 OPTIMUM INVESTMENT ADVISORS 1,000 13,000 0.01%
9 DEUTSCHE BANK AG\ 1,275 15,000 0.02%
10 KANALY TRUST CO 1,500 19,000 0.02%
11 CAPTRUST FINANCIAL ADVISORS 1,735 22,000 0.02%
12 FIFTH THIRD BANCORP 2,114 27,000 0.03%
13 SECURITY NATIONAL TRUST CO 2,775 35,000 0.04%
14 BARCLAYS PLC 3,957 47,000 0.05%
15 D.A. DAVIDSON & CO. 3,756 47,000 0.05%
16 WFG Advisors, LP 3,809 48,000 0.05%
17 US BANCORP \DE\ 4,700 59,000 0.06%
18 BANK OF MONTREAL /CAN/ 5,000 63,000 0.07%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,006 76,000 0.08%
20 AMERICAN INTERNATIONAL GROUP, INC. 8,002 100,665 0.10%
21 Legacy Private Trust Co. 10,340 130,000 0.13%
22 Maryland Capital Management 10,900 137,000 0.14%
23 Placemark Investments, Inc. 11,054 139,000 0.14%
24 B. Riley Wealth Advisors, Inc. 11,832 149,000 0.15%
25 Cambridge Investment Research Advisors, Inc. 11,936 150,000 0.16%
26 Fort Point Capital Partners LLC 13,150 165,000 0.17%
27 Robert W. Baird & Co. Inc 13,140 165,000 0.17%
28 MSI Financial Services Inc 13,606 171,000 0.18%
29 NORTHERN TRUST CORP 13,984 176,000 0.18%
30 First Allied Advisory Services, Inc. 18,497 234,000 0.24%
31 MARCO INVESTMENT MANAGEMENT LLC 18,650 235,000 0.24%
32 Whitnell & Co. 19,500 245,000 0.25%
33 Apriem Advisors 22,700 286,000 0.30%
34 NATIONAL PLANNING CORP 26,045 329,000 0.34%
35 RAYMOND JAMES & ASSOCIATES 26,396 332,000 0.34%
36 Commonwealth Equity Services, Inc 30,534 384,000 0.40%
37 Shaker Financial Services, LLC 34,556 435,000 0.45%
38 Janney Montgomery Scott LLC 36,245 455,961 0.47%
39 Relative Value Partners, LLC 37,350 470,000 0.49%
40 OTA Financial Group L.P. 39,290 494,000 0.51%
41 ROYAL BANK OF CANADA 43,496 547,000 0.57%
42 AVALON CAPITAL MANAGEMENT 44,730 563,000 0.58%
43 1832 Asset Management L.P. 50,000 628,000 0.65%
44 Index Management Solutions, LLC 53,453 672,000 0.69%
45 Cetera Advisor Networks LLC 57,319 730,000 0.75%
46 CITIGROUP INC 65,103 819,000 0.85%
47 VICUS CAPITAL 70,516 887,000 0.92%
48 BANK OF AMERICA CORP /DE/ 86,266 1,085,000 1.12%
49 Advisors Asset Management, Inc. 134,009 1,686,000 1.74%
50 STIFEL FINANCIAL CORP 136,999 1,723,000 1.78%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.