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Nuveen Closed-End Funds/USA
Nuveen Closed-End Funds/USA. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 77 Institutional holders with a total value of $106,304,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 4 0 0.00%
2 NORTHERN TRUST CORP 14,628 2,000 0.00%
3 IFP ADVISORS, INC 318 4,000 0.00%
4 Advisory Services Network, LLC 800 10,000 0.01%
5 PNC FINANCIAL SERVICES GROUP, INC. 740 10,000 0.01%
6 FIFTH THIRD BANCORP 925 12,000 0.01%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 1,055 14,000 0.01%
8 Barrett Asset Management, LLC 1,240 16,000 0.02%
9 DEUTSCHE BANK AG\ 1,292 16,000 0.02%
10 Winfield Associates, Inc. 1,400 18,000 0.02%
11 WHITTIER TRUST CO 1,802 24,000 0.02%
12 NEXT Financial Group, Inc 2,011 26,000 0.02%
13 TOMPKINS FINANCIAL CORP 2,618 34,000 0.03%
14 BANK OF MONTREAL /CAN/ 2,741 36,000 0.03%
15 Creative Planning 4,630 61,000 0.06%
16 M&R CAPITAL MANAGEMENT INC 4,713 62,000 0.06%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,817 129,000 0.12%
18 Thomas J. Herzfeld Advisors, Inc. 10,000 131,000 0.12%
19 Mathes Company, Inc. 10,000 131,000 0.12%
20 TWIN FOCUS CAPITAL PARTNERS, LLC 10,233 134,000 0.13%
21 TFS CAPITAL LLC 11,241 147,000 0.14%
22 LAZARD ASSET MANAGEMENT LLC 11,800 154,000 0.14% PRN
23 Laird Norton Wetherby Wealth Management, LLC 12,284 161,000 0.15%
24 Cetera Advisor Networks LLC 12,245 161,000 0.15%
25 DIVIDEND ASSETS CAPITAL, LLC 12,542 164,000 0.15%
26 Essex Financial Services, Inc. 14,441 189,000 0.18%
27 KELLEHER FINANCIAL ADVISORS 16,755 219,000 0.21%
28 AMERIPRISE FINANCIAL INC 17,734 232,000 0.22%
29 Bouchey Financial Group Ltd 17,994 236,000 0.22%
30 Laurion Capital Management LP 18,317 240,000 0.23%
31 SG Americas Securities, LLC 18,296 240,000 0.23%
32 ADVISOR GROUP, INC. 18,512 243,000 0.23%
33 TWO SIGMA SECURITIES, LLC 18,579 244,000 0.23%
34 MML INVESTORS SERVICES, INC. 18,593 244,000 0.23%
35 Raymond James Financial Services Advisors, Inc. 18,607 244,000 0.23%
36 CIRCLE WEALTH MANAGEMENT, LLC 19,400 254,000 0.24%
37 STALEY CAPITAL ADVISERS INC 20,000 262,000 0.25%
38 CREDIT SUISSE AG/ 19,973 262,000 0.25%
39 First Allied Advisory Services, Inc. 21,283 280,000 0.26%
40 STIFEL FINANCIAL CORP 22,374 293,000 0.28%
41 FCG ADVISORS, LLC 23,149 303,000 0.29%
42 DOLIVER ADVISORS, LP 24,133 316,000 0.30%
43 INGALLS & SNYDER LLC 24,244 318,000 0.30%
44 IFC Holdings Incorporated/FL 26,085 344,000 0.32%
45 MILLENNIUM MANAGEMENT LLC 26,794 351,000 0.33%
46 Janney Montgomery Scott LLC 27,220 357,000 0.34%
47 Curi Capital, LLC 28,611 375,000 0.35%
48 PINNACLE ASSOCIATES LTD 29,844 391,000 0.37%
49 Silver Lake Advisory, LLC 31,389 412,000 0.39%
50 ISRAEL DISCOUNT BANK OF NEW YORK 31,750 416,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.