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Nuveen Closed-End Funds/USA
Nuveen Closed-End Funds/USA. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 77 Institutional holders with a total value of $106,304,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 KELLEHER FINANCIAL ADVISORS 16,755 219,000 0.21%
52 Essex Financial Services, Inc. 14,441 189,000 0.18%
53 DIVIDEND ASSETS CAPITAL, LLC 12,542 164,000 0.15%
54 Laird Norton Wetherby Wealth Management, LLC 12,284 161,000 0.15%
55 Cetera Advisor Networks LLC 12,245 161,000 0.15%
56 LAZARD ASSET MANAGEMENT LLC 11,800 154,000 0.14% PRN
57 TFS CAPITAL LLC 11,241 147,000 0.14%
58 TWIN FOCUS CAPITAL PARTNERS, LLC 10,233 134,000 0.13%
59 Mathes Company, Inc. 10,000 131,000 0.12%
60 Thomas J. Herzfeld Advisors, Inc. 10,000 131,000 0.12%
61 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,817 129,000 0.12%
62 M&R CAPITAL MANAGEMENT INC 4,713 62,000 0.06%
63 Creative Planning 4,630 61,000 0.06%
64 BANK OF MONTREAL /CAN/ 2,741 36,000 0.03%
65 TOMPKINS FINANCIAL CORP 2,618 34,000 0.03%
66 NEXT Financial Group, Inc 2,011 26,000 0.02%
67 WHITTIER TRUST CO 1,802 24,000 0.02%
68 Winfield Associates, Inc. 1,400 18,000 0.02%
69 Barrett Asset Management, LLC 1,240 16,000 0.02%
70 DEUTSCHE BANK AG\ 1,292 16,000 0.02%
71 BENJAMIN F. EDWARDS & COMPANY, INC. 1,055 14,000 0.01%
72 FIFTH THIRD BANCORP 925 12,000 0.01%
73 Advisory Services Network, LLC 800 10,000 0.01%
74 PNC FINANCIAL SERVICES GROUP, INC. 740 10,000 0.01%
75 IFP ADVISORS, INC 318 4,000 0.00%
76 NORTHERN TRUST CORP 14,628 2,000 0.00%
77 ENVESTNET ASSET MANAGEMENT INC 4 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.