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NUVEEN TAX ADVANTAGED DIVID
NUVEEN TAX ADVANTAGED DIVID. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 42 Institutional holders with a total value of $34,405,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 390,397 6,282,000 18.26%
2 MORGAN STANLEY 281,225 4,525,000 13.15%
3 COHEN & STEERS, INC. 179,271 2,884,000 8.38%
4 Invesco Ltd. 153,524 2,470,000 7.18%
5 Jacobus Wealth Management, Inc. 135,952 2,187,000 6.36%
6 WELLS FARGO & COMPANY/MN 122,886 1,978,000 5.75%
7 GUGGENHEIM CAPITAL LLC 116,657 1,877,000 5.46%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 112,397 1,808,000 5.26%
9 FIRST TRUST ADVISORS LP 97,912 1,575,000 4.58%
10 Advisors Asset Management, Inc. 81,460 1,311,000 3.81%
11 BANK OF NOVA SCOTIA 46,087 742,000 2.16%
12 Shaker Financial Services, LLC 44,573 717,000 2.08%
13 RAYMOND JAMES & ASSOCIATES 37,264 600,000 1.74%
14 Forvis Mazars Wealth Advisors, LLC 33,517 539,000 1.57%
15 LPL Financial LLC 32,334 520,000 1.51%
16 Janney Montgomery Scott LLC 27,435 441,000 1.28%
17 AE WEALTH MANAGEMENT LLC 26,562 427,000 1.24%
18 CETERA INVESTMENT ADVISERS 24,200 387,000 1.12%
19 Cetera Advisors LLC 24,200 387,000 1.12%
20 Raymond James Financial Services Advisors, Inc. 21,844 351,000 1.02%
21 Cambridge Investment Research Advisors, Inc. 21,195 341,000 0.99%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,185 277,000 0.81%
23 ROYAL BANK OF CANADA 16,395 264,000 0.77%
24 FineMark National Bank & Trust 15,162 244,000 0.71%
25 MML INVESTORS SERVICES, INC. 13,455 216,000 0.63%
26 Legacy Private Trust Co. 12,020 193,000 0.56%
27 DARWIN WEALTH MANAGEMENT, LLC 11,860 191,000 0.56%
28 Thomas J. Herzfeld Advisors, Inc. 7,665 123,000 0.36%
29 BANK OF AMERICA CORP /DE/ 7,408 120,000 0.35%
30 GENEOS WEALTH MANAGEMENT INC. 6,780 109,000 0.32%
31 ADVISOR GROUP, INC. 6,113 99,000 0.29%
32 IFP ADVISORS, INC 3,272 53,000 0.15%
33 US BANCORP \DE\ 2,700 43,000 0.12%
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,970 32,000 0.09%
35 CITIGROUP INC 1,409 23,000 0.07%
36 Creative Planning 1,262 20,000 0.06%
37 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 1,189 19,000 0.06%
38 EDGE ADVISORS, LLC 1,090 17,000 0.05%
39 Advisory Services Network, LLC 350 6,000 0.02%
40 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 200 3,000 0.01%
41 PNC FINANCIAL SERVICES GROUP, INC. 178 3,000 0.01%
42 MUFG Americas Holdings Corp 81 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.