| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | CITIZENS FINANCIAL GROUP INC/DE | 223 | 6,000 | 0.00% | ||
| 302 | Vantage Investment Advisors, LLC | 241 | 6,000 | 0.00% | ||
| 303 | Gemmer Asset Management LLC | 209 | 5,000 | 0.00% | ||
| 304 | Brick & Kyle, Associates | 208 | 5,000 | 0.00% | ||
| 305 | CENTERSTAR FUND, LLC | 15,400 | 5,000 | 0.00% | Put | PRN |
| 306 | VERSANT CAPITAL MANAGEMENT, INC | 165 | 4,000 | 0.00% | ||
| 307 | Hudock, Inc. | 179 | 4,000 | 0.00% | ||
| 308 | Kistler-Tiffany Companies, LLC | 100 | 3,000 | 0.00% | ||
| 309 | SEVENBRIDGE FINANCIAL GROUP, LLC | 107 | 2,000 | 0.00% | ||
| 310 | MUFG Americas Holdings Corp | 88 | 2,000 | 0.00% | ||
| 311 | Tortoise Investment Management, LLC | 87 | 2,000 | 0.00% | ||
| 312 | IHT WEALTH MANAGEMENT, LLC | 85 | 2,000 | 0.00% | ||
| 313 | BESSEMER GROUP INC | 76 | 2,000 | 0.00% | ||
| 314 | WASHINGTON TRUST BANK | 20 | 1,000 | 0.00% | ||
| 315 | QUADRANT CAPITAL GROUP LLC | 74 | 1,000 | 0.00% | ||
| 316 | Private Ocean, LLC | 32 | 1,000 | 0.00% | ||
| 317 | ENTERPRISE FINANCIAL SERVICES CORP | 46 | 1,000 | 0.00% | ||
| 318 | Lowe Wealth Advisors, LLC | 50 | 1,000 | 0.00% | ||
| 319 | TORTOISE CAPITAL ADVISORS, L.L.C. | 42 | 1,000 | 0.00% | ||
| 320 | QS Investors, LLC | 16 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
