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ENERGY FOCUS INC COM NEW
ENERGY FOCUS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 30 Institutional holders with a total value of $5,495,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 33 0 0.00%
2 AlphaMark Advisors, LLC 700 2,000 0.04% SH
3 SIMPLEX TRADING, LLC 2,197 5,000 0.09%
4 Tower Research Capital LLC (TRC) 2,103 6,000 0.11%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,400 6,000 0.11%
6 UBS Group AG 3,995 11,000 0.20%
7 CUTLER GROUP LLC / CA 5,400 13,000 0.24% Put
8 IFP ADVISORS, INC 6,375 17,000 0.31%
9 CUTLER GROUP LLC / CA 9,081 23,000 0.42%
10 Bank of New York Mellon Corp 10,745 28,000 0.51%
11 Commonwealth Equity Services, Inc 10,900 29,000 0.53%
12 STATE STREET CORP 11,000 29,000 0.53%
13 WOLVERINE TRADING LP /BD 12,466 32,000 0.58%
14 NORTHERN TRUST CORP 13,756 36,000 0.66%
15 WELLS FARGO & COMPANY/MN 17,346 46,000 0.84%
16 GOLDMAN SACHS GROUP INC 18,245 48,000 0.87%
17 PRICE T ROWE ASSOCIATES INC /MD/ 20,570 54,000 0.98%
18 Virtu KCG Holdings LLC 24,840 65,000 1.18%
19 DIMENSIONAL FUND ADVISORS LP 25,655 67,000 1.22%
20 MORGAN STANLEY 26,376 69,000 1.26%
21 VERTEX CAPITAL ADVISORS, LLC 34,100 90,000 1.64%
22 WOLVERINE TRADING LP /BD 37,200 94,000 1.71% Put
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,820 105,000 1.91%
24 GEODE CAPITAL MANAGEMENT, LLC 43,479 114,000 2.07%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,200 143,000 2.60% Put
26 Cambridge Advisors Inc. 89,253 235,000 4.28%
27 BlackRock Finance, Inc. 192,192 506,000 9.21%
28 VANGUARD GROUP INC 407,188 1,071,000 19.49%
29 WealthTrust Axiom LLC 424,994 1,117,000 20.33%
30 STATE OF MICHIGAN RETIREMENT SYSTEM 545,283 1,434,000 26.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.