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PATTERN ENERGY GROUP INC
PATTERN ENERGY GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 198 Institutional holders with a total value of $2,178,755,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 2,600 1,000 0.00% Call
2 MCF Advisors LLC 62 1,000 0.00%
3 ADVANTAGE INVESTMENT MANAGEMENT, LLC 86 2,000 0.00%
4 PARALLEL ADVISORS, LLC 113 3,000 0.00%
5 CENTRAL TRUST Co 200 5,000 0.00%
6 WHITTIER TRUST CO 241 6,000 0.00%
7 Smithfield Trust Co 260 6,000 0.00%
8 Tower Research Capital LLC (TRC) 289 7,000 0.00%
9 CUTLER GROUP LLC / CA 11,400 10,000 0.00% Put
10 GOLDMAN SACHS GROUP INC 500 12,000 0.00% Put
11 Chicago Partners Investment Group LLC 555 13,000 0.00%
12 CITIGROUP INC 600 14,000 0.00% Put
13 CITIGROUP INC 602 15,000 0.00%
14 MUFG Americas Holdings Corp 686 16,000 0.00%
15 GROUP ONE TRADING LLC 726 17,000 0.00%
16 Walleye Trading LLC 800 19,000 0.00% Put
17 GLOBAL RETIREMENT PARTNERS, LLC 990 21,000 0.00%
18 FIRST INTERSTATE BANK 945 23,000 0.00%
19 Creative Planning 1,202 29,000 0.00%
20 IFP ADVISORS, INC 1,500 36,000 0.00%
21 TORTOISE CAPITAL ADVISORS, L.L.C. 1,559 37,000 0.00%
22 TRUST CO OF VERMONT 1,600 38,000 0.00%
23 ZIONS BANCORPORATION 2,000 48,000 0.00%
24 INVICTUS RG 2,250 54,000 0.00%
25 ETF MANAGERS GROUP, LLC 2,432 58,000 0.00%
26 Perigon Wealth Management, LLC 2,631 64,000 0.00%
27 SPOT TRADING LLC /BD 4,000 95,000 0.00% Call
28 ADVISOR GROUP, INC. 5,039 121,000 0.01%
29 SPOT TRADING LLC /BD 6,069 145,000 0.01%
30 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 6,104 146,000 0.01%
31 Ameritas Investment Partners, Inc. 6,179 147,000 0.01%
32 TURNER INVESTMENTS LLC 7,000 167,000 0.01%
33 Winslow, Evans & Crocker, Inc. 7,425 177,012 0.01%
34 CANADA LIFE ASSURANCE Co 7,720 184,000 0.01%
35 US BANCORP \DE\ 8,456 202,000 0.01%
36 BSW Wealth Partners 8,670 207,000 0.01%
37 AMALGAMATED BANK 8,858 211,000 0.01%
38 SYMONS CAPITAL MANAGEMENT INC 8,870 212,000 0.01%
39 BNP PARIBAS FINANCIAL MARKETS 9,549 227,648 0.01%
40 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 9,580 228,000 0.01%
41 STEVENS CAPITAL MANAGEMENT LP 10,126 241,000 0.01%
42 PRELUDE CAPITAL MANAGEMENT, LLC 10,700 255,000 0.01%
43 LPL Financial LLC 10,820 258,000 0.01%
44 Walleye Trading LLC 11,500 274,000 0.01% Call
45 STONERIDGE INVESTMENT PARTNERS LLC 11,524 275,000 0.01%
46 Caprock Group, LLC 11,514 279,000 0.01%
47 Cambridge Investment Research Advisors, Inc. 11,934 285,000 0.01%
48 HighPoint Advisor Group LLC 11,437 288,000 0.01%
49 CITADEL ADVISORS LLC 12,500 298,000 0.01% Put
50 VIRGINIA RETIREMENT SYSTEMS ET Al 12,600 300,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.