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PATTERN ENERGY GROUP INC
PATTERN ENERGY GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 198 Institutional holders with a total value of $2,178,755,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 HighPoint Advisor Group LLC 11,437 288,000 0.01%
152 Cambridge Investment Research Advisors, Inc. 11,934 285,000 0.01%
153 Caprock Group, LLC 11,514 279,000 0.01%
154 STONERIDGE INVESTMENT PARTNERS LLC 11,524 275,000 0.01%
155 Walleye Trading LLC 11,500 274,000 0.01% Call
156 LPL Financial LLC 10,820 258,000 0.01%
157 PRELUDE CAPITAL MANAGEMENT, LLC 10,700 255,000 0.01%
158 STEVENS CAPITAL MANAGEMENT LP 10,126 241,000 0.01%
159 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 9,580 228,000 0.01%
160 BNP PARIBAS FINANCIAL MARKETS 9,549 227,648 0.01%
161 SYMONS CAPITAL MANAGEMENT INC 8,870 212,000 0.01%
162 AMALGAMATED BANK 8,858 211,000 0.01%
163 BSW Wealth Partners 8,670 207,000 0.01%
164 US BANCORP \DE\ 8,456 202,000 0.01%
165 CANADA LIFE ASSURANCE Co 7,720 184,000 0.01%
166 Winslow, Evans & Crocker, Inc. 7,425 177,012 0.01%
167 TURNER INVESTMENTS LLC 7,000 167,000 0.01%
168 Ameritas Investment Partners, Inc. 6,179 147,000 0.01%
169 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 6,104 146,000 0.01%
170 SPOT TRADING LLC /BD 6,069 145,000 0.01%
171 ADVISOR GROUP, INC. 5,039 121,000 0.01%
172 SPOT TRADING LLC /BD 4,000 95,000 0.00% Call
173 Perigon Wealth Management, LLC 2,631 64,000 0.00%
174 ETF MANAGERS GROUP, LLC 2,432 58,000 0.00%
175 INVICTUS RG 2,250 54,000 0.00%
176 ZIONS BANCORPORATION 2,000 48,000 0.00%
177 TRUST CO OF VERMONT 1,600 38,000 0.00%
178 TORTOISE CAPITAL ADVISORS, L.L.C. 1,559 37,000 0.00%
179 IFP ADVISORS, INC 1,500 36,000 0.00%
180 Creative Planning 1,202 29,000 0.00%
181 FIRST INTERSTATE BANK 945 23,000 0.00%
182 GLOBAL RETIREMENT PARTNERS, LLC 990 21,000 0.00%
183 Walleye Trading LLC 800 19,000 0.00% Put
184 GROUP ONE TRADING LLC 726 17,000 0.00%
185 MUFG Americas Holdings Corp 686 16,000 0.00%
186 CITIGROUP INC 602 15,000 0.00%
187 CITIGROUP INC 600 14,000 0.00% Put
188 Chicago Partners Investment Group LLC 555 13,000 0.00%
189 GOLDMAN SACHS GROUP INC 500 12,000 0.00% Put
190 CUTLER GROUP LLC / CA 11,400 10,000 0.00% Put
191 Tower Research Capital LLC (TRC) 289 7,000 0.00%
192 Smithfield Trust Co 260 6,000 0.00%
193 WHITTIER TRUST CO 241 6,000 0.00%
194 CENTRAL TRUST Co 200 5,000 0.00%
195 PARALLEL ADVISORS, LLC 113 3,000 0.00%
196 ADVANTAGE INVESTMENT MANAGEMENT, LLC 86 2,000 0.00%
197 MCF Advisors LLC 62 1,000 0.00%
198 CUTLER GROUP LLC / CA 2,600 1,000 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.