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PEMBINA PIPELINE CORP
PEMBINA PIPELINE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 223 Institutional holders with a total value of $4,188,706,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 OPPENHEIMER & CO INC 17,999 685,000 0.02%
102 Janney Montgomery Scott LLC 18,428 701,730 0.02%
103 Highstreet Asset Management Inc. 19,526 742,000 0.02%
104 BRAVE ASSET MANAGEMENT INC 19,674 749,000 0.02%
105 ALPS ADVISORS INC 20,879 793,000 0.02%
106 DekaBank Deutsche Girozentrale 22,700 864,000 0.02%
107 HUNTINGTON NATIONAL BANK 22,674 864,000 0.02%
108 Cetera Advisor Networks LLC 23,318 886,000 0.02%
109 BANK OF NOVA SCOTIA TRUST CO 23,492 894,000 0.02%
110 PEAK6 Group LLC 24,800 944,000 0.02% Call
111 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,843 946,000 0.02%
112 Dixon Mitchell Investment Counsel Inc. 25,000 950,612 0.02%
113 Zurcher Kantonalbank (Zurich Cantonalbank) 32,453 967,000 0.02%
114 Notis-McConarty Edward 27,222 1,036,000 0.02%
115 WELLINGTON MANAGEMENT GROUP LLP 27,554 1,048,000 0.03%
116 Nexus Investment Management ULC 28,000 1,063,000 0.03%
117 OXFORD ASSET MANAGEMENT LLP 28,019 1,067,000 0.03%
118 PineBridge Investments, L.P. 27,807 1,167,000 0.03%
119 FOURPOINTS Investment Managers, S.A.S. 29,666 1,245,000 0.03%
120 PUZO MICHAEL J 33,375 1,271,000 0.03%
121 ALLIANCEBERNSTEIN L.P. 34,294 1,304,000 0.03%
122 Cambridge Investment Research Advisors, Inc. 35,342 1,346,000 0.03%
123 PNC FINANCIAL SERVICES GROUP, INC. 37,876 1,443,000 0.03%
124 FOUNDATION RESOURCE MANAGEMENT INC 42,950 1,636,000 0.04%
125 BNP Paribas Asset Management Holding S.A. 45,139 1,718,000 0.04%
126 LPL Financial LLC 46,009 1,752,000 0.04%
127 DIMENSIONAL FUND ADVISORS LP 46,204 1,759,000 0.04%
128 LUCAS CAPITAL MANAGEMENT 46,428 1,768,000 0.04%
129 Korea Investment CORP 47,100 1,791,000 0.04%
130 RAYMOND JAMES & ASSOCIATES 49,628 1,885,000 0.05%
131 WFG Advisors, LP 51,295 1,953,000 0.05%
132 GUARDIAN CAPITAL ADVISORS LP 55,112 2,082,000 0.05%
133 FIDGEON TIMOTHY F 56,870 2,166,000 0.05%
134 Creative Planning 57,430 2,187,000 0.05%
135 KMS FINANCIAL SERVICES, INC 59,148 2,252,000 0.05%
136 TORONTO DOMINION BANK 61,300 2,328,000 0.06% Put
137 Kidder Stephen W 69,125 2,632,000 0.06%
138 SOMERVILLE KURT F 71,360 2,717,000 0.06%
139 CREDIT AGRICOLE S A 77,616 2,955,000 0.07%
140 Capital Investment Advisors, LLC 78,434 2,986,767 0.07%
141 Broderick Brian C 78,916 3,005,000 0.07%
142 Hillsdale Investment Management Inc. 87,855 3,337,000 0.08%
143 CITIGROUP INC 88,503 3,366,000 0.08%
144 JPMORGAN CHASE & CO 89,283 3,401,000 0.08%
145 JANE STREET GROUP, LLC 89,890 3,423,000 0.08%
146 HighTower Advisors, LLC 94,665 3,598,000 0.09%
147 Silver Lake Advisory, LLC 95,195 3,625,000 0.09%
148 Friedberg Investment Management 95,525 3,638,000 0.09%
149 Gulf International Bank (UK) Ltd 87,124 3,656,000 0.09%
150 ELEFANTE MICHAEL B 99,340 3,782,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.