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PENNYMAC FINL SVCS INC CL A
PENNYMAC FINL SVCS INC CL A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 79 Institutional holders with a total value of $256,021,878.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 38 0 0.00%
2 UBS Group AG 57 1,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 120 1,000 0.00%
4 CUTLER GROUP LLC / CA 200 2,000 0.00%
5 SIMPLEX TRADING, LLC 303 3,000 0.00%
6 HERNDON CAPITAL MANAGEMENT LLC 237 3,000 0.00%
7 BANK OF MONTREAL /CAN/ 439 5,000 0.00%
8 BNP PARIBAS FINANCIAL MARKETS 566 7,069 0.00%
9 FULLER & THALER ASSET MANAGEMENT, INC. 1,000 12,000 0.00%
10 Tower Research Capital LLC (TRC) 1,676 21,000 0.01%
11 Legal & General Group Plc 1,792 22,000 0.01%
12 BLACKROCK ADVISORS LLC 3,162 39,000 0.02%
13 BANK OF AMERICA CORP /DE/ 4,948 62,000 0.02%
14 DEUTSCHE BANK AG\ 5,584 68,000 0.03%
15 Brandywine Global Investment Management, LLC 6,300 79,000 0.03%
16 AMERICAN INTERNATIONAL GROUP, INC. 7,831 97,809 0.04%
17 WELLS FARGO & COMPANY/MN 8,684 109,000 0.04%
18 ALPINE WOODS CAPITAL INVESTORS, LLC 10,000 125,000 0.05%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 10,583 132,000 0.05%
20 METROPOLITAN LIFE INSURANCE CO/NY 11,148 139,000 0.05%
21 TD ASSET MANAGEMENT INC 11,100 139,000 0.05%
22 Quotient Investors, LLC 11,200 140,000 0.05%
23 DEERE & CO 11,521 144,000 0.06%
24 NEW YORK STATE COMMON RETIREMENT FUND 12,100 151,000 0.06%
25 SG Americas Securities, LLC 12,881 161,000 0.06%
26 SOCIETE GENERALE 12,881 161,000 0.06%
27 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,940 174,000 0.07%
28 RHUMBLINE ADVISERS 15,042 188,000 0.07%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 18,200 228,000 0.09%
30 TEACHERS ADVISORS, LLC 20,232 253,000 0.10%
31 JACOBS LEVY EQUITY MANAGEMENT, INC 20,490 256,000 0.10%
32 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,649 258,000 0.10%
33 TWO SIGMA ADVISERS, LP 21,400 267,000 0.10%
34 GOLDMAN SACHS GROUP INC 22,083 276,000 0.11%
35 WASATCH ADVISORS LP 27,577 344,000 0.13%
36 EMERALD ACQUISITION LTD. 27,761 347,000 0.14%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 28,526 356,000 0.14%
38 Grantham, Mayo, Van Otterloo & Co. LLC 35,550 444,000 0.17%
39 Algebris Investments (UK) LLP 36,200 452,000 0.18%
40 BlackRock Investment Management, LLC 36,380 454,000 0.18%
41 MARTINGALE ASSET MANAGEMENT L P 39,901 499,000 0.19%
42 CORNERCAP INVESTMENT COUNSEL INC 42,330 529,000 0.21%
43 ROYAL BANK OF CANADA 44,462 555,000 0.22%
44 STRS OHIO 45,100 563,000 0.22%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 46,066 575,000 0.22%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,448 630,000 0.25%
47 CHICAGO EQUITY PARTNERS LLC 52,900 661,000 0.26%
48 PRUDENTIAL FINANCIAL INC 61,955 774,000 0.30%
49 Invesco Ltd. 73,020 913,000 0.36%
50 Bank of New York Mellon Corp 80,262 1,003,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.