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PENNYMAC FINL SVCS INC CL A
PENNYMAC FINL SVCS INC CL A. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 103 Institutional holders with a total value of $340,111,848.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HERNDON CAPITAL MANAGEMENT LLC 252 4,000 0.00%
2 LOOMIS SAYLES & CO L P 359 6,000 0.00%
3 CITIGROUP INC 351 6,000 0.00%
4 CUTLER GROUP LLC / CA 6,200 6,000 0.00% Put
5 Tower Research Capital LLC (TRC) 644 11,000 0.00%
6 UBS Group AG 685 12,000 0.00%
7 Point72 Hong Kong Ltd 823 14,000 0.00%
8 Ameritas Investment Partners, Inc. 1,102 19,000 0.01%
9 GROUP ONE TRADING LLC 1,400 24,000 0.01%
10 BNP PARIBAS FINANCIAL MARKETS 1,516 25,848 0.01%
11 PRELUDE CAPITAL MANAGEMENT, LLC 1,500 26,000 0.01%
12 ADVISOR GROUP, INC. 2,930 50,000 0.01%
13 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,704 63,000 0.02%
14 Legal & General Group Plc 4,098 69,000 0.02%
15 CUTLER GROUP LLC / CA 4,219 71,000 0.02%
16 SIMPLEX TRADING, LLC 5,048 86,000 0.03%
17 DEUTSCHE BANK AG\ 5,696 96,000 0.03%
18 VICTORY CAPITAL MANAGEMENT INC 5,922 101,000 0.03%
19 Livforsakringsbolaget Skandia, Omsesidigt 7,000 119,000 0.03%
20 AMERICAN INTERNATIONAL GROUP, INC. 8,384 143,000 0.04%
21 BESSEMER GROUP INC 9,700 165,000 0.05%
22 Brandywine Global Investment Management, LLC 10,130 173,000 0.05%
23 Cubist Systematic Strategies, LLC 10,536 180,000 0.05%
24 METROPOLITAN LIFE INSURANCE CO/NY 10,699 182,000 0.05%
25 WOLVERINE TRADING LP /BD 11,000 186,000 0.05% Call
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,420 194,000 0.06%
27 MENTA CAPITAL LLC 11,862 202,000 0.06%
28 NEW YORK STATE COMMON RETIREMENT FUND 12,101 206,000 0.06%
29 Petrus Trust Company, LTA 12,760 218,000 0.06%
30 TD ASSET MANAGEMENT INC 13,300 227,000 0.07%
31 GOLDMAN SACHS GROUP INC 13,390 228,000 0.07%
32 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,940 238,000 0.07%
33 RHUMBLINE ADVISERS 15,500 264,000 0.08%
34 AMERIPRISE FINANCIAL INC 15,815 270,000 0.08%
35 Origin Asset Management LLP 16,071 274,000 0.08%
36 CAVALIER INVESTMENTS, LLC 17,000 290,000 0.09%
37 CITADEL ADVISORS LLC 17,600 300,000 0.09% Put
38 Nuveen Asset Management, LLC 18,061 308,000 0.09%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 18,200 311,000 0.09%
40 BANK OF AMERICA CORP /DE/ 19,658 335,000 0.10%
41 Squarepoint Ops LLC 19,634 335,000 0.10%
42 JACOBS LEVY EQUITY MANAGEMENT, INC 20,090 343,000 0.10%
43 NAVELLIER & ASSOCIATES INC 20,426 348,000 0.10%
44 GSA CAPITAL PARTNERS LLP 20,900 356,000 0.10%
45 Trexquant Investment LP 22,150 378,000 0.11%
46 RUSSELL INVESTMENTS GROUP, LTD. 24,535 418,000 0.12%
47 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 27,326 466,000 0.14%
48 ALPS ADVISORS INC 27,608 471,000 0.14%
49 Dynamic Technology Lab Private Ltd 28,643 488,000 0.14%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 29,728 507,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.