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PEOPLES UNITED FINANCIAL INC
PEOPLES UNITED FINANCIAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 403 Institutional holders with a total value of $3,597,092,619.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 14 0 0.00%
2 Formidable Asset Management, LLC 55 1,000 0.00%
3 Oakworth Capital, Inc. 65 1,000 0.00%
4 Hoxton Financial, Inc. 80 1,000 0.00%
5 IBERIABANK CORP 100 1,446 0.00%
6 Cornerstone Advisors, Inc. 141 2,000 0.00%
7 Gemmer Asset Management LLC 179 3,000 0.00%
8 ENVESTNET ASSET MANAGEMENT INC 352 5,000 0.00%
9 VIRTUS CAPITAL ADVISERS, LLC 358 5,000 0.00%
10 Ground Swell Capital, LLC 522 8,000 0.00%
11 CAPITAL GUARDIAN TRUST CO 624 9,000 0.00%
12 WFG Advisors, LP 696 10,000 0.00%
13 Joel Isaacson & Co., LLC 833 12,000 0.00%
14 DELTA ASSET MANAGEMENT LLC/TN 900 13,000 0.00%
15 JFS WEALTH ADVISORS, LLC 875 13,000 0.00%
16 OLD SECOND NATIONAL BANK OF AURORA 945 14,000 0.00%
17 Lehman Financial Resources, Inc. 1,000 14,000 0.00%
18 ENTERPRISE FINANCIAL SERVICES CORP 1,000 14,000 0.00%
19 ELEFANTE MICHAEL B 1,060 15,000 0.00%
20 UBS AG 1,100 16,000 0.00% Put
21 Shinko Asset Management Co., Ltd. 1,460 21,000 0.00%
22 American Research & Management Co. 1,500 22,000 0.00%
23 Spot Trading L.L.C 1,651 24,000 0.00%
24 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,761 25,000 0.00%
25 Mizuho Asset Management Co.,Ltd. 1,715 25,000 0.00%
26 GUARDIAN INVESTOR SERVICES LLC 2,199 32,000 0.00%
27 Li Winifred I 2,300 33,000 0.00%
28 FineMark National Bank & Trust 2,257 33,000 0.00%
29 Winslow, Evans & Crocker, Inc. 2,436 35,250 0.00%
30 WEALTHFRONT CORP 2,618 38,000 0.00%
31 Manchester Capital Management LLC 2,718 39,000 0.00%
32 Zions Trust, National Association 3,000 43,000 0.00%
33 GROUP ONE TRADING LLC 3,232 47,000 0.00%
34 BLACKROCK ADVISORS LLC 3,553 51,000 0.00%
35 PRIVATE TRUST CO NA 3,600 52,000 0.00%
36 Parallax Volatility Advisers, L.P. 3,804 55,000 0.00%
37 Parallax Volatility Advisers, L.P. 4,000 58,000 0.00% Call
38 NEXT Financial Group, Inc 4,067 59,000 0.00%
39 Smithfield Trust Co 4,182 61,000 0.00%
40 DekaBank Deutsche Girozentrale 4,290 63,000 0.00%
41 NORDEA INVESTMENT MANAGEMENT AB 4,431 64,000 0.00%
42 QS Investors, LLC 4,395 64,000 0.00%
43 SHAPIRO ROBERT N 4,886 70,000 0.00%
44 Community Financial Services Group, LLC 4,878 71,000 0.00%
45 PartnerRe Asset Management CORP 5,680 82,000 0.00%
46 GAM Holding AG 5,800 84,000 0.00%
47 TORONTO DOMINION BANK 5,858 85,000 0.00%
48 PAYDEN & RYGEL 6,090 88,000 0.00%
49 E. Ohman J:or Asset Management AB 6,700 96,949 0.00%
50 MSI Financial Services Inc 6,873 99,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.