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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 165 Institutional holders with a total value of $620,940,543.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Occidental Asset Management, LLC 15,525 1,664,000 0.27%
52 PNC FINANCIAL SERVICES GROUP, INC. 14,278 1,530,000 0.25%
53 Salient Capital Advisors, LLC 13,922 1,493,000 0.24%
54 SPINNAKER TRUST 13,471 1,444,000 0.23%
55 OLD NATIONAL BANCORP /IN/ 13,421 1,439,000 0.23%
56 BARCLAYS PLC 11,694 1,242,000 0.20%
57 Glovista Investments LLC 11,400 1,222,000 0.20%
58 Brookstone Capital Management 11,170 1,198,000 0.19%
59 NATIONAL PLANNING CORP 10,925 1,185,144 0.19%
60 FIC CAPITAL INC 10,912 1,170,000 0.19%
61 Concert Wealth Management Inc. 10,897 1,167,000 0.19%
62 D'Orazio & Associates, Inc. 10,280 1,102,000 0.18%
63 Sigma Planning Corp 10,061 1,079,000 0.17%
64 CITIGROUP INC 9,957 1,067,000 0.17%
65 D.A. DAVIDSON & CO. 9,941 1,065,000 0.17%
66 RELIANCE TRUST CO OF DELAWARE 9,859 1,057,000 0.17%
67 FRONTIER INVESTMENT MGMT CO 9,054 971,000 0.16%
68 Fort Point Capital Partners LLC 8,817 945,000 0.15%
69 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,351 895,000 0.14%
70 Evanson Asset Management, LLC 8,213 881,000 0.14%
71 Transamerica Financial Advisors, LLC 7,217 774,000 0.12%
72 Good Harbor Financial, LLC 6,910 741,000 0.12%
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,900 740,000 0.12% Put
74 Investors Capital Advisory Services 6,878 737,000 0.12%
75 M&T BANK CORP 6,800 729,000 0.12%
76 Burt Wealth Advisors 6,169 661,000 0.11%
77 CITY NATIONAL BANK 6,162 661,000 0.11%
78 BNP PARIBAS FINANCIAL MARKETS 6,111 655,160 0.11%
79 KEYBANK NATIONAL ASSOCIATION/OH 5,910 634,000 0.10%
80 PRIVATE TRUST CO NA 5,209 558,000 0.09%
81 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 4,893 525,000 0.08% PRN
82 BANK HAPOALIM BM 4,870 522,000 0.08%
83 GREATMARK INVESTMENT PARTNERS, INC. 4,670 501,000 0.08%
84 ALBION FINANCIAL GROUP /UT 4,565 489,000 0.08%
85 DIVIDEND ASSETS CAPITAL, LLC 4,530 486,000 0.08%
86 Northstar Group, Inc. 4,300 461,000 0.07%
87 Choate Investment Advisors 4,185 448,674 0.07%
88 CORRADO ADVISORS, LLC 4,037 433,000 0.07%
89 USA MUTUALS ADVISORS, INC. 4,000 429,000 0.07%
90 ASSETMARK, INC 3,901 418,000 0.07%
91 NewFocus Financial Group, LLC 3,835 411,000 0.07%
92 Cubic Asset Management, LLC 3,770 404,000 0.07%
93 INVESTMENT CENTERS OF AMERICA INC 3,736 402,000 0.06%
94 Foothills Asset Management, Ltd. 3,375 362,000 0.06%
95 Cetera Advisor Networks LLC 3,220 347,000 0.06%
96 HENGEHOLD CAPITAL MANAGEMENT LLC 3,185 341,000 0.05%
97 Commonwealth Financial Services, LLC 3,129 335,000 0.05%
98 IFC Holdings Incorporated/FL 2,924 318,000 0.05%
99 AMERIPRISE FINANCIAL INC 2,966 318,000 0.05%
100 Sigma Investment Management Co 2,900 311,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.