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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 183 Institutional holders with a total value of $1,037,835,315.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gemmer Asset Management LLC 0 0 0.00%
2 CUTLER GROUP LLC / CA 1,100 0 0.00% Put
3 BlackRock Finance, Inc. 5 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 PARALLEL ADVISORS, LLC 24 3,000 0.00%
6 People's United Financial, Inc. 30 3,000 0.00%
7 Advisors Asset Management, Inc. 35 4,000 0.00%
8 Commonwealth Financial Services, LLC 42 4,000 0.00%
9 ROWLAND CARMICHAEL ADVISORS INC /ADV 40 4,000 0.00%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 120 12,000 0.00%
11 JNBA Financial Advisors 121 13,000 0.00%
12 Hudock, Inc. 141 14,000 0.00%
13 ADIRONDACK TRUST CO 133 14,000 0.00%
14 Stanford Investment Group, Inc. 130 14,000 0.00%
15 WEALTHCARE ADVISORY PARTNERS LLC 140 15,000 0.00%
16 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 185 19,000 0.00%
17 Capital Advisors, Ltd. LLC 191 20,000 0.00%
18 DELTA ASSET MANAGEMENT LLC/TN 191 20,000 0.00%
19 RPG FAMILY WEALTH ADVISORY, LLC 200 20,826 0.00%
20 JACOBI CAPITAL MANAGEMENT LLC 200 21,000 0.00%
21 SOWELL FINANCIAL SERVICES LLC 214 22,000 0.00%
22 MASCOMA WEALTH MANAGEMENT LLC 235 24,000 0.00%
23 Patten Group, Inc. 225 24,000 0.00%
24 LBA Wealth Management, LLC 244 25,000 0.00%
25 SRH ADVISORS, LLC 250 26,000 0.00%
26 BB&T INVESTMENT SERVICES, INC. 250 26,000 0.00%
27 INTEGRATED INVESTMENT CONSULTANTS, LLC 300 31,000 0.00%
28 CREATIVE FINANCIAL DESIGNS INC /ADV 300 31,000 0.00%
29 DELPHI PRIVATE ADVISORS LLC 325 34,000 0.00%
30 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 467 49,000 0.00%
31 CUTLER GROUP LLC / CA 500 52,000 0.01%
32 WFG Advisors, LP 562 59,000 0.01%
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 752 78,000 0.01%
34 SEI INVESTMENTS CO 762 79,000 0.01%
35 BLUE GRANITE CAPITAL, LLC 800 83,000 0.01%
36 FUSION FAMILY WEALTH, LLC 813 85,000 0.01% SH
37 Litman Gregory Wealth Management LLC 866 90,000 0.01%
38 Apriem Advisors 970 101,000 0.01%
39 GLEN EAGLE ADVISORS, LLC 1,006 104,772 0.01%
40 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,134 122,000 0.01%
41 Compagnie Lombard Odier SCmA 1,300 135,000 0.01%
42 FIFTH THIRD BANCORP 1,364 142,000 0.01%
43 BARCLAYS PLC 1,650 172,000 0.02%
44 Perigon Wealth Management, LLC 1,838 192,000 0.02%
45 EDMOND DE ROTHSCHILD HOLDING S.A. 1,897 198,000 0.02%
46 Segment Wealth Management, LLC 2,000 208,000 0.02%
47 J.SAFRA ASSET MANAGEMENT CORP 2,032 212,000 0.02%
48 Composition Wealth, LLC 2,180 227,000 0.02%
49 KEYBANK NATIONAL ASSOCIATION/OH 2,236 233,000 0.02%
50 First Personal Financial Services 2,258 235,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.