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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 186 Institutional holders with a total value of $723,325,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 2 0 0.00%
3 Gemmer Asset Management LLC 0 0 0.00%
4 ASSETMARK, INC 11 1,000 0.00%
5 People's United Financial, Inc. 30 3,000 0.00%
6 PARALLEL ADVISORS, LLC 25 3,000 0.00%
7 ROWLAND CARMICHAEL ADVISORS INC /ADV 40 4,000 0.00%
8 Lenox Wealth Management, Inc. 42 4,000 0.00%
9 NORWAY SAVINGS BANK 100 11,000 0.00%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 120 13,000 0.00%
11 JNBA Financial Advisors 121 13,000 0.00%
12 WHITTIER TRUST CO 119 13,000 0.00%
13 Hudock, Inc. 141 14,000 0.00%
14 SIMPLEX TRADING, LLC 170 18,000 0.00%
15 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 185 20,000 0.00%
16 DELTA ASSET MANAGEMENT LLC/TN 191 20,000 0.00%
17 JACOBI CAPITAL MANAGEMENT LLC 200 21,000 0.00%
18 RPG FAMILY WEALTH ADVISORY, LLC 200 21,208 0.00%
19 Patten Group, Inc. 225 24,000 0.00%
20 MASCOMA WEALTH MANAGEMENT LLC 235 25,000 0.00%
21 DELPHI PRIVATE ADVISORS LLC 256 27,000 0.00%
22 SRH ADVISORS, LLC 250 27,000 0.00%
23 WFG Advisors, LP 264 28,000 0.00%
24 FUSION FAMILY WEALTH, LLC 280 30,000 0.00% SH
25 BDO WEALTH ADVISORS, LLC 279 30,000 0.00%
26 INTEGRATED INVESTMENT CONSULTANTS, LLC 300 32,000 0.00%
27 CREATIVE FINANCIAL DESIGNS INC /ADV 319 34,000 0.00%
28 GUIDANT WEALTH ADVISORS 364 38,000 0.01%
29 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 467 49,000 0.01%
30 Capital Advisors, Ltd. LLC 518 55,000 0.01%
31 BB&T INVESTMENT SERVICES, INC. 677 73,000 0.01%
32 North Star Investment Management Corp. 758 80,000 0.01%
33 Litman Gregory Wealth Management LLC 756 80,000 0.01%
34 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 800 84,832 0.01%
35 BLUE GRANITE CAPITAL, LLC 800 85,000 0.01%
36 SEI INVESTMENTS CO 902 96,000 0.01%
37 GLEN EAGLE ADVISORS, LLC 931 98,763 0.01%
38 SYNOVUS FINANCIAL CORP 1,219 127,000 0.02%
39 Tarbox Family Office, Inc. 1,287 136,000 0.02%
40 Creative Planning 1,369 145,000 0.02%
41 Perigon Wealth Management, LLC 1,391 148,000 0.02%
42 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,619 171,000 0.02%
43 BARCLAYS PLC 1,650 175,000 0.02%
44 First Personal Financial Services 1,759 187,000 0.03%
45 Essex Financial Services, Inc. 1,890 200,000 0.03%
46 EDMOND DE ROTHSCHILD HOLDING S.A. 1,897 201,000 0.03%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,900 201,000 0.03% Call
48 STRATEGIC FINANCIAL GROUP, LLC 2,015 214,000 0.03%
49 SNS Financial Group, LLC 2,110 224,000 0.03%
50 D'Orazio & Associates, Inc. 2,122 225,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.