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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 186 Institutional holders with a total value of $723,325,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Composition Wealth, LLC 2,180 231,000 0.03%
52 Smithfield Trust Co 2,200 233,000 0.03%
53 ASSET PLANNING SERVICES, LTD. 2,196 233,000 0.03%
54 NEXT Financial Group, Inc 2,316 246,000 0.03%
55 HighTower Advisors, LLC 2,402 253,000 0.03%
56 O'BRIEN WEALTH PARTNERS LLC 2,446 259,000 0.04%
57 KING LUTHER CAPITAL MANAGEMENT CORP 2,500 265,000 0.04%
58 M Holdings Securities, Inc. 2,526 268,000 0.04%
59 Partnervest Advisory Services LLC 2,637 280,000 0.04%
60 NewFocus Financial Group, LLC 2,661 282,000 0.04%
61 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 2,657 282,000 0.04%
62 Baker Avenue Asset Management, LP 2,709 287,000 0.04%
63 Paragon Capital Management Ltd 2,760 293,000 0.04%
64 DIVIDEND ASSETS CAPITAL, LLC 2,826 300,000 0.04%
65 Emery Howard Portfolio Management, Inc. 2,879 305,000 0.04%
66 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 2,901 308,000 0.04% PRN
67 ROCKEFELLER FINANCIAL SERVICES INC 2,996 318,000 0.04%
68 HIGHWATER WEALTH MANAGEMENT, LLC 3,079 327,000 0.05%
69 D.A. DAVIDSON & CO. 3,102 328,000 0.05%
70 IFP ADVISORS, INC 3,092 328,000 0.05%
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,200 339,000 0.05% Put
72 BANK HAPOALIM BM 3,330 353,000 0.05%
73 WEALTHPLAN PARTNERS, LLC 3,332 353,000 0.05%
74 IFC Holdings Incorporated/FL 3,508 373,000 0.05%
75 Cetera Advisor Networks LLC 3,558 378,000 0.05%
76 Kovack Advisors, Inc. 3,600 382,000 0.05%
77 Dynamic Advisor Solutions LLC 3,655 388,000 0.05%
78 Compagnie Lombard Odier SCmA 3,668 389,000 0.05%
79 NORTHERN TRUST CORP 3,700 392,000 0.05%
80 WOLVERINE TRADING LP /BD 3,700 394,000 0.05% Put
81 Cambridge Advisors Inc. 3,726 395,000 0.05%
82 MILLENNIUM MANAGEMENT LLC 3,746 397,000 0.05%
83 Cubic Asset Management, LLC 3,770 400,000 0.06%
84 KEYBANK NATIONAL ASSOCIATION/OH 3,780 401,000 0.06%
85 US BANCORP \DE\ 3,782 401,000 0.06%
86 CITIGROUP INC 3,824 406,000 0.06%
87 CABOT WEALTH MANAGEMENT INC 4,039 428,000 0.06%
88 CEDAR CAPITAL, LLC 4,085 433,000 0.06%
89 Sigma Planning Corp 4,327 459,000 0.06%
90 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 4,467 474,000 0.07%
91 HENGEHOLD CAPITAL MANAGEMENT LLC 4,633 491,000 0.07%
92 FCG ADVISORS, LLC 4,767 505,000 0.07%
93 Virtu KCG Holdings LLC 4,893 519,000 0.07%
94 GENEOS WEALTH MANAGEMENT INC. 4,935 523,000 0.07%
95 PRIVATE TRUST CO NA 5,275 559,000 0.08%
96 SHEAFF BROCK INVESTMENT ADVISORS, LLC 5,650 599,000 0.08%
97 BFSG, LLC 5,736 608,000 0.08%
98 FIC CAPITAL INC 5,754 610,000 0.08%
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,808 616,000 0.09%
100 WESTSIDE INVESTMENT MANAGEMENT, INC. 5,906 623,673 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.