Dark
Light
System
Security
PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 186 Institutional holders with a total value of $723,325,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SUMITOMO MITSUI FINANCIAL GROUP, INC. 20,025 2,123,000 0.29%
52 Pinnacle Wealth Management Advisory Group, LLC 19,817 2,101,000 0.29%
53 KELMAN-LAZAROV, INC. 19,403 2,057,000 0.28%
54 PNC FINANCIAL SERVICES GROUP, INC. 19,308 2,047,000 0.28%
55 BANK OF MONTREAL /CAN/ 18,974 2,012,000 0.28%
56 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 18,802 1,993,000 0.28%
57 Winfield Associates, Inc. 17,769 1,884,000 0.26%
58 BANK HAPOALIM BM 17,580 1,864,000 0.26% PRN
59 SARGENT BICKHAM LAGUDIS LLC 16,196 1,717,000 0.24%
60 PRUDENTIAL FINANCIAL INC 15,950 1,691,000 0.23%
61 WEDBUSH SECURITIES INC 15,652 1,660,000 0.23%
62 RELIANCE TRUST CO OF DELAWARE 15,643 1,659,000 0.23%
63 MML INVESTORS SERVICES, INC. 13,709 1,454,000 0.20%
64 OLD MISSION CAPITAL LLC 13,110 1,390,000 0.19%
65 Glovista Investments LLC 12,500 1,326,000 0.18%
66 PATTON ALBERTSON MILLER GROUP, LLC 12,013 1,280,000 0.18%
67 BOYS ARNOLD & CO INC 11,955 1,268,000 0.18%
68 INVESTMENT CENTERS OF AMERICA INC 11,466 1,214,000 0.17%
69 Atria Investments, Inc 11,390 1,208,000 0.17%
70 CIBC WORLD MARKET INC. 11,372 1,206,000 0.17%
71 SOWELL FINANCIAL SERVICES LLC 9,804 1,043,000 0.14%
72 NATIONAL PLANNING CORP 9,336 987,000 0.14%
73 GOULD ASSET MANAGEMENT LLC /CA/ 9,140 969,000 0.13%
74 Burt Wealth Advisors 8,974 951,000 0.13%
75 MARIETTA WEALTH MANAGEMENT, LLC 8,486 900,000 0.12%
76 First Allied Advisory Services, Inc. 8,341 883,000 0.12%
77 GLOBAL RETIREMENT PARTNERS, LLC 8,175 867,000 0.12%
78 Salient Capital Advisors, LLC 7,892 837,000 0.12%
79 BB&T SECURITIES, LLC 7,846 831,000 0.11%
80 FDx Advisors, Inc. 7,201 764,000 0.11%
81 GREATMARK INVESTMENT PARTNERS, INC. 7,030 745,000 0.10%
82 BRIDGEWORTH, LLC 6,796 720,000 0.10%
83 Callan Capital, LLC 6,780 719,000 0.10%
84 Bank of New York Mellon Corp 6,494 689,000 0.10%
85 PEAK CAPITAL MANAGEMENT LLC 6,032 640,000 0.09%
86 SUNTRUST BANKS INC 6,022 639,000 0.09%
87 WESTSIDE INVESTMENT MANAGEMENT, INC. 5,906 623,673 0.09%
88 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,808 616,000 0.09%
89 FIC CAPITAL INC 5,754 610,000 0.08%
90 BFSG, LLC 5,736 608,000 0.08%
91 SHEAFF BROCK INVESTMENT ADVISORS, LLC 5,650 599,000 0.08%
92 PRIVATE TRUST CO NA 5,275 559,000 0.08%
93 GENEOS WEALTH MANAGEMENT INC. 4,935 523,000 0.07%
94 Virtu KCG Holdings LLC 4,893 519,000 0.07%
95 FCG ADVISORS, LLC 4,767 505,000 0.07%
96 HENGEHOLD CAPITAL MANAGEMENT LLC 4,633 491,000 0.07%
97 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 4,467 474,000 0.07%
98 Sigma Planning Corp 4,327 459,000 0.06%
99 CEDAR CAPITAL, LLC 4,085 433,000 0.06%
100 CABOT WEALTH MANAGEMENT INC 4,039 428,000 0.06%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.