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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 186 Institutional holders with a total value of $723,325,265.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CITIGROUP INC 3,824 406,000 0.06%
102 KEYBANK NATIONAL ASSOCIATION/OH 3,780 401,000 0.06%
103 US BANCORP \DE\ 3,782 401,000 0.06%
104 Cubic Asset Management, LLC 3,770 400,000 0.06%
105 MILLENNIUM MANAGEMENT LLC 3,746 397,000 0.05%
106 Cambridge Advisors Inc. 3,726 395,000 0.05%
107 WOLVERINE TRADING LP /BD 3,700 394,000 0.05% Put
108 NORTHERN TRUST CORP 3,700 392,000 0.05%
109 Compagnie Lombard Odier SCmA 3,668 389,000 0.05%
110 Dynamic Advisor Solutions LLC 3,655 388,000 0.05%
111 Kovack Advisors, Inc. 3,600 382,000 0.05%
112 Cetera Advisor Networks LLC 3,558 378,000 0.05%
113 IFC Holdings Incorporated/FL 3,508 373,000 0.05%
114 BANK HAPOALIM BM 3,330 353,000 0.05%
115 WEALTHPLAN PARTNERS, LLC 3,332 353,000 0.05%
116 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,200 339,000 0.05% Put
117 IFP ADVISORS, INC 3,092 328,000 0.05%
118 D.A. DAVIDSON & CO. 3,102 328,000 0.05%
119 HIGHWATER WEALTH MANAGEMENT, LLC 3,079 327,000 0.05%
120 ROCKEFELLER FINANCIAL SERVICES INC 2,996 318,000 0.04%
121 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 2,901 308,000 0.04% PRN
122 Emery Howard Portfolio Management, Inc. 2,879 305,000 0.04%
123 DIVIDEND ASSETS CAPITAL, LLC 2,826 300,000 0.04%
124 Paragon Capital Management Ltd 2,760 293,000 0.04%
125 Baker Avenue Asset Management, LP 2,709 287,000 0.04%
126 NewFocus Financial Group, LLC 2,661 282,000 0.04%
127 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 2,657 282,000 0.04%
128 Partnervest Advisory Services LLC 2,637 280,000 0.04%
129 M Holdings Securities, Inc. 2,526 268,000 0.04%
130 KING LUTHER CAPITAL MANAGEMENT CORP 2,500 265,000 0.04%
131 O'BRIEN WEALTH PARTNERS LLC 2,446 259,000 0.04%
132 HighTower Advisors, LLC 2,402 253,000 0.03%
133 NEXT Financial Group, Inc 2,316 246,000 0.03%
134 ASSET PLANNING SERVICES, LTD. 2,196 233,000 0.03%
135 Smithfield Trust Co 2,200 233,000 0.03%
136 Composition Wealth, LLC 2,180 231,000 0.03%
137 D'Orazio & Associates, Inc. 2,122 225,000 0.03%
138 SNS Financial Group, LLC 2,110 224,000 0.03%
139 STRATEGIC FINANCIAL GROUP, LLC 2,015 214,000 0.03%
140 EDMOND DE ROTHSCHILD HOLDING S.A. 1,897 201,000 0.03%
141 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,900 201,000 0.03% Call
142 Essex Financial Services, Inc. 1,890 200,000 0.03%
143 First Personal Financial Services 1,759 187,000 0.03%
144 BARCLAYS PLC 1,650 175,000 0.02%
145 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,619 171,000 0.02%
146 Perigon Wealth Management, LLC 1,391 148,000 0.02%
147 Creative Planning 1,369 145,000 0.02%
148 Tarbox Family Office, Inc. 1,287 136,000 0.02%
149 SYNOVUS FINANCIAL CORP 1,219 127,000 0.02%
150 GLEN EAGLE ADVISORS, LLC 931 98,763 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.