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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 64 Institutional holders with a total value of $138,994,206.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF MONTREAL /CAN/ 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 104 5,000 0.00%
4 CITIGROUP INC 100 5,000 0.00%
5 WESTSIDE INVESTMENT MANAGEMENT, INC. 693 36,577 0.03%
6 ENVESTNET ASSET MANAGEMENT INC 715 38,000 0.03%
7 Bartlett & Co. LLC 925 48,000 0.03%
8 US BANCORP \DE\ 1,000 52,000 0.04%
9 ANCHOR INVESTMENT MANAGEMENT, LLC 1,000 52,400 0.04%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,362 71,000 0.05%
11 NEXT Financial Group, Inc 1,692 89,000 0.06%
12 MSI Financial Services Inc 3,133 164,000 0.12%
13 BALENTINE LLC 3,436 180,000 0.13%
14 Essex Financial Services, Inc. 4,000 210,000 0.15%
15 CORIENT CAPITAL PARTNERS, LLC 4,209 221,000 0.16%
16 BAIRD FINANCIAL GROUP, INC. 4,303 225,000 0.16%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,358 229,000 0.16%
18 TWO SIGMA SECURITIES, LLC 4,362 229,000 0.16%
19 Orion Porfolio Solutions, LLC 4,609 242,000 0.17%
20 Moors & Cabot, Inc. 4,915 257,000 0.18%
21 OXFORD FINANCIAL GROUP, LTD. LLC 5,160 270,000 0.19%
22 Hilltop Holdings Inc. 5,578 292,000 0.21%
23 OLD NATIONAL BANCORP /IN/ 5,973 313,000 0.23%
24 HUNTINGTON NATIONAL BANK 6,159 323,000 0.23%
25 Janney Montgomery Scott LLC 6,173 323,000 0.23%
26 JPMORGAN CHASE & CO 6,511 341,000 0.25%
27 CABOT WEALTH MANAGEMENT INC 6,509 341,000 0.25%
28 Occidental Asset Management, LLC 6,900 362,000 0.26%
29 PNC FINANCIAL SERVICES GROUP, INC. 7,756 406,000 0.29%
30 WAYNE HUMMER INVESTMENTS L.L.C. 8,072 423,000 0.30%
31 ADVISOR GROUP, INC. 8,436 442,000 0.32%
32 CETERA INVESTMENT ADVISERS 9,500 498,000 0.36%
33 Patten Group, Inc. 9,750 512,000 0.37%
34 Creative Planning 10,293 539,000 0.39%
35 KELMAN-LAZAROV, INC. 11,283 591,229 0.43%
36 Composition Wealth, LLC 11,700 613,000 0.44%
37 Raymond James Financial Services Advisors, Inc. 12,234 641,000 0.46%
38 WEALTHSOURCE PARTNERS, LLC 12,386 649,000 0.47%
39 Tortoise Investment Management, LLC 13,675 717,000 0.52%
40 Commonwealth Equity Services, Inc 15,065 789,000 0.57%
41 VICUS CAPITAL 16,661 873,000 0.63%
42 CORNERSTONE WEALTH MANAGEMENT, LLC 18,027 945,000 0.68%
43 Newman Dignan & Sheerar, Inc. 18,942 993,000 0.71%
44 LPL Financial LLC 18,967 995,000 0.72%
45 COLDSTREAM CAPITAL MANAGEMENT INC 19,491 1,021,000 0.73%
46 Aviance Capital Partners, LLC 21,673 1,136,000 0.82%
47 Live Your Vision, LLC 27,918 1,463,000 1.05%
48 JOHNSON INVESTMENT COUNSEL INC 29,660 1,554,000 1.12%
49 Janney Capital Management LLC 31,550 1,653,000 1.19%
50 Rehmann Capital Advisory Group 42,394 2,221,000 1.60%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.