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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 63 Institutional holders with a total value of $132,370,458.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BANK OF MONTREAL /CAN/ 6 0 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 105 5,000 0.00%
4 IHT WEALTH MANAGEMENT, LLC 250 12,000 0.01%
5 Bartlett & Co. LLC 450 24,000 0.02%
6 NEXT Financial Group, Inc 527 28,000 0.02%
7 ENVESTNET ASSET MANAGEMENT INC 714 38,000 0.03%
8 AlphaMark Advisors, LLC 900 48,000 0.04% SH
9 US BANCORP \DE\ 1,000 53,000 0.04%
10 WHITTIER TRUST CO 1,904 102,000 0.08%
11 BALENTINE LLC 3,664 196,000 0.15%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,952 211,000 0.16%
13 Essex Financial Services, Inc. 4,000 214,000 0.16%
14 CORIENT CAPITAL PARTNERS, LLC 4,209 225,000 0.17%
15 Prospera Financial Services Inc 4,507 240,000 0.18%
16 BAIRD FINANCIAL GROUP, INC. 4,773 255,000 0.19%
17 OXFORD FINANCIAL GROUP, LTD. LLC 5,160 276,000 0.21%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,330 284,000 0.21%
19 OLD NATIONAL BANCORP /IN/ 5,373 287,000 0.22%
20 Hilltop Holdings Inc. 5,578 298,000 0.23%
21 JPMORGAN CHASE & CO 5,604 300,000 0.23%
22 CABOT WEALTH MANAGEMENT INC 5,709 305,000 0.23%
23 Paragon Capital Management Ltd 5,846 313,000 0.24%
24 ANCHOR INVESTMENT MANAGEMENT, LLC 5,900 315,458 0.24%
25 PAGNATOKARP PARTNERS LLC 5,909 316,000 0.24%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,963 319,000 0.24%
27 Janney Montgomery Scott LLC 6,432 344,000 0.26%
28 GOLDMAN SACHS GROUP INC 8,098 433,000 0.33%
29 ADVISOR GROUP, INC. 9,041 484,000 0.37%
30 Patten Group, Inc. 9,300 499,000 0.38%
31 Composition Wealth, LLC 10,260 549,000 0.41%
32 KELMAN-LAZAROV, INC. 10,644 569,000 0.43%
33 Raymond James Financial Services Advisors, Inc. 11,696 625,000 0.47%
34 VICUS CAPITAL 11,778 630,000 0.48%
35 Tortoise Investment Management, LLC 11,875 635,000 0.48%
36 Commonwealth Equity Services, Inc 11,939 638,000 0.48%
37 Orion Porfolio Solutions, LLC 15,773 843,000 0.64%
38 LPL Financial LLC 16,444 879,000 0.66%
39 COLDSTREAM CAPITAL MANAGEMENT INC 16,561 885,000 0.67%
40 Occidental Asset Management, LLC 17,200 920,000 0.70%
41 Virtu KCG Holdings LLC 18,295 978,000 0.74%
42 Newman Dignan & Sheerar, Inc. 19,110 1,022,000 0.77%
43 HUNTINGTON NATIONAL BANK 21,049 1,125,000 0.85% PRN
44 Aviance Capital Partners, LLC 21,261 1,137,000 0.86%
45 Live Your Vision, LLC 26,104 1,399,000 1.06%
46 CORNERSTONE WEALTH MANAGEMENT, LLC 28,900 1,542,000 1.16%
47 Janney Capital Management LLC 29,591 1,582,000 1.20%
48 Creative Planning 34,187 1,828,000 1.38%
49 BOSTON ADVISORS LLC 35,146 1,879,000 1.42%
50 JOHNSON INVESTMENT COUNSEL INC 39,260 2,099,000 1.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.