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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 184 Institutional holders with a total value of $1,752,565,744.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 68 7,000 0.00%
2 Camarda Financial Advisors, LLC 92 9,000 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 100 10,000 0.00%
4 NEXT Financial Group, Inc 123 12,000 0.00%
5 MUFG Americas Holdings Corp 135 14,000 0.00%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 150 15,000 0.00%
7 Tower Research Capital LLC (TRC) 200 20,000 0.00%
8 AlphaMark Advisors, LLC 200 20,000 0.00% SH
9 FIFTH THIRD BANCORP 225 23,000 0.00%
10 B. Riley Wealth Management, Inc. 253 25,000 0.00%
11 NewSquare Capital LLC 250 25,000 0.00%
12 US BANCORP \DE\ 270 27,000 0.00%
13 D.A. DAVIDSON & CO. 400 40,000 0.00%
14 Fusion Investment Group, LLC 423 43,000 0.00%
15 Partnervest Advisory Services LLC 450 46,000 0.00%
16 JFS WEALTH ADVISORS, LLC 500 51,000 0.00%
17 Winfield Associates, Inc. 504 51,000 0.00%
18 PNC FINANCIAL SERVICES GROUP, INC. 500 51,000 0.00%
19 Financial Architects, Inc 748 76,000 0.00%
20 B. Riley Wealth Advisors, Inc. 903 91,604 0.01%
21 Regal Investment Advisors LLC 912 92,000 0.01%
22 TCI Wealth Advisors, Inc. 950 96,000 0.01%
23 CAPTRUST FINANCIAL ADVISORS 980 99,000 0.01%
24 OPTIMUM INVESTMENT ADVISORS 1,000 101,000 0.01%
25 DUBUQUE BANK & TRUST CO 1,030 104,000 0.01%
26 Focused Wealth Management, Inc 1,538 156,000 0.01%
27 PRIVATE TRUST CO NA 1,774 180,000 0.01%
28 EMERSON INVESTMENT MANAGEMENT, LLC 2,116 215,000 0.01%
29 Investors Capital Advisory Services 2,263 229,000 0.01%
30 WFG Advisors, LP 2,301 233,000 0.01%
31 Financial Advisory Group 2,310 234,000 0.01%
32 AMERIPRISE FINANCIAL INC 2,367 240,000 0.01%
33 Callan Capital, LLC 2,396 243,000 0.01%
34 Coastline Trust Co 2,500 254,000 0.01%
35 Long Wharf Investors, Inc. 2,640 268,000 0.02%
36 Segment Wealth Management, LLC 2,900 294,000 0.02%
37 DRW Securities, LLC 2,945 299,000 0.02%
38 AVALON CAPITAL MANAGEMENT 3,000 304,000 0.02%
39 AVIANCE CAPITAL MANAGEMENT, LLC 3,004 305,000 0.02%
40 REGENTATLANTIC CAPITAL LLC 3,024 307,000 0.02%
41 Laird Norton Wetherby Wealth Management, LLC 3,426 347,000 0.02%
42 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 3,715 377,000 0.02%
43 BADGLEY PHELPS & BELL INC 3,830 388,000 0.02%
44 Taylor, Cottrill LLC 3,900 395,000 0.02%
45 MERIDIAN INVESTMENT COUNSEL INC. 4,000 406,000 0.02%
46 NATIONAL PLANNING CORP 4,122 418,000 0.02%
47 SHEETS SMITH WEALTH MANAGEMENT 4,217 428,000 0.02%
48 Bartlett & Co. LLC 4,250 431,000 0.02%
49 Annex Advisory Services, LLC 4,331 439,000 0.03%
50 Cetera Advisor Networks LLC 4,464 452,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.