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PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 91 Institutional holders with a total value of $637,549,137.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WEALTHFRONT CORP 20 1,000 0.00%
3 WFG Advisors, LP 19 1,000 0.00%
4 People's United Financial, Inc. 55 3,000 0.00%
5 WEALTHCARE CAPITAL MANAGEMENT LLC 115 6,000 0.00%
6 SRH ADVISORS, LLC 115 6,000 0.00%
7 Peachtree Investment Advisors, Inc. 130 7,000 0.00%
8 Smithfield Trust Co 155 8,000 0.00%
9 MACROVIEW INVESTMENT MANAGEMENT LLC 150 8,000 0.00%
10 ICC CAPITAL MANAGEMENT INC/ 300 16,000 0.00%
11 Hanson & Doremus Investment Management 300 16,000 0.00%
12 Hudock, Inc. 333 17,000 0.00%
13 D.A. DAVIDSON & CO. 400 20,000 0.00%
14 Simplicity Solutions, LLC 388 20,137 0.00%
15 Ledyard National Bank 449 23,000 0.00%
16 US FINANCIAL ADVISORS, LLC 1,686 88,000 0.01%
17 BANK OF MONTREAL /CAN/ 1,760 91,000 0.01%
18 FARMERS & MERCHANTS INVESTMENTS INC 1,775 92,000 0.01%
19 Klingman & Associates, LLC 2,250 117,000 0.02%
20 Advisory Alpha, LLC 2,663 138,000 0.02%
21 Evercore Wealth Management, LLC 3,200 166,000 0.03%
22 CAZ INVESTMENTS LP 3,890 202,000 0.03%
23 ATHERTON LANE ADVISERS, LLC 4,140 215,000 0.03%
24 CITIGROUP INC 4,258 221,000 0.03%
25 PNC FINANCIAL SERVICES GROUP, INC. 4,327 225,000 0.04%
26 Paracle Advisors, LLC 4,619 239,000 0.04%
27 M Holdings Securities, Inc. 4,730 245,000 0.04%
28 Steinberg Global Asset Management 4,870 253,000 0.04%
29 Evanson Asset Management, LLC 5,578 290,000 0.05%
30 Argent Trust Co 6,095 316,000 0.05%
31 Windsor Capital Management, LLC 7,000 363,000 0.06%
32 Texas Yale Capital Corp. 7,050 366,000 0.06%
33 First Allied Advisory Services, Inc. 7,157 370,000 0.06%
34 Freedom Investment Management, Inc. 7,569 393,000 0.06%
35 ProVise Management Group, LLC 8,106 421,000 0.07%
36 Sensible Financial Planning & Management, LLC. 9,759 506,000 0.08%
37 Invesco Ltd. 10,470 543,000 0.09% PRN
38 Fusion Investment Group, LLC 10,518 546,000 0.09%
39 COLONY GROUP LLC 10,540 547,000 0.09%
40 US BANCORP \DE\ 11,400 592,000 0.09%
41 Somerset Group LLC 11,877 616,000 0.10%
42 Aureus Asset Management, LLC 12,350 641,000 0.10%
43 ALESCO ADVISORS LLC 12,646 656,000 0.10%
44 REGIONS FINANCIAL CORP 14,814 769,000 0.12%
45 Allen Investment Management, LLC 15,298 794,000 0.12%
46 GOLDMAN SACHS GROUP INC 16,038 832,000 0.13%
47 Private Advisor Group, LLC 16,146 838,000 0.13%
48 Bluefin Trading, LLC 16,245 843,000 0.13%
49 Cambridge Investment Research Advisors, Inc. 17,666 917,000 0.14%
50 MSI Financial Services Inc 18,223 946,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.