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PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 90 Institutional holders with a total value of $660,977,420.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Focused Wealth Management, Inc 18 1,000 0.00%
3 Kistler-Tiffany Companies, LLC 46 2,000 0.00%
4 People's United Financial, Inc. 55 3,000 0.00%
5 AMERICAN INTERNATIONAL GROUP, INC. 63 3,000 0.00%
6 SRH ADVISORS, LLC 115 6,000 0.00%
7 Smithfield Trust Co 155 8,000 0.00%
8 WFG Advisors, LP 193 10,000 0.00%
9 Hanson & Doremus Investment Management 300 15,000 0.00%
10 Patten Group, Inc. 320 16,425 0.00%
11 Hudock, Inc. 333 17,000 0.00%
12 AUSDAL FINANCIAL PARTNERS, INC. 377 19,000 0.00%
13 D.A. DAVIDSON & CO. 400 20,000 0.00%
14 SONORA INVESTMENT MANAGEMENT, LLC 700 36,000 0.01%
15 Winslow, Evans & Crocker, Inc. 880 45,172 0.01%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 1,208 62,000 0.01%
17 SIGNATUREFD, LLC 1,210 62,000 0.01%
18 CITIGROUP INC 1,559 80,000 0.01%
19 Simplicity Solutions, LLC 1,691 86,823 0.01%
20 BANK OF MONTREAL /CAN/ 1,760 90,000 0.01%
21 Advisory Services Network, LLC 1,894 97,000 0.01%
22 Klingman & Associates, LLC 2,250 115,000 0.02%
23 Advisory Alpha, LLC 2,579 132,000 0.02%
24 MSI Financial Services Inc 2,632 135,000 0.02%
25 PNC FINANCIAL SERVICES GROUP, INC. 3,118 160,000 0.02%
26 Sensible Financial Planning & Management, LLC. 3,300 169,000 0.03%
27 JPMORGAN CHASE & CO 4,000 205,000 0.03%
28 CITADEL ADVISORS LLC 4,158 213,000 0.03%
29 CANANDAIGUA NATIONAL BANK & TRUST CO 4,150 213,000 0.03%
30 Paracle Advisors, LLC 4,619 237,000 0.04%
31 Windsor Capital Management, LLC 4,647 238,000 0.04%
32 M Holdings Securities, Inc. 4,730 243,000 0.04%
33 Argent Trust Co 5,540 284,000 0.04%
34 ProVise Management Group, LLC 5,546 285,000 0.04%
35 Evanson Asset Management, LLC 5,581 286,000 0.04%
36 Texas Yale Capital Corp. 7,050 362,000 0.05%
37 BANK OF STOCKTON 8,200 421,000 0.06%
38 US BANCORP \DE\ 8,330 428,000 0.06%
39 Invesco Ltd. 8,652 444,000 0.07%
40 GOULD ASSET MANAGEMENT LLC /CA/ 8,935 459,000 0.07%
41 COLONY GROUP LLC 9,500 488,000 0.07%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,149 521,000 0.08%
43 First Allied Advisory Services, Inc. 10,243 528,000 0.08%
44 AMERIPRISE FINANCIAL INC 10,348 531,000 0.08%
45 Fusion Investment Group, LLC 10,532 541,000 0.08%
46 Private Advisor Group, LLC 10,638 546,000 0.08%
47 Virtu KCG Holdings LLC 14,763 758,000 0.11%
48 BANK HAPOALIM BM 15,298 785,000 0.12% PRN
49 IFP ADVISORS, INC 15,709 806,000 0.12%
50 CURIAN CAPITAL LLC 17,714 909,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.