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PLUG POWER INC
PLUG POWER INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 136 Institutional holders with a total value of $73,051,811.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MCF Advisors LLC 5 0 0.00%
2 CUTLER GROUP LLC / CA 71,300 0 0.00% Call
3 TRUST CO OF VERMONT 30 0 0.00%
4 Riggs Asset Managment Co. Inc. 100 0 0.00%
5 Carroll Financial Associates, Inc. 10 0 0.00%
6 D.A. DAVIDSON & CO. 100 0 0.00%
7 TCI Wealth Advisors, Inc. 15 0 0.00%
8 AUSDAL FINANCIAL PARTNERS, INC. 15 0 0.00%
9 VALLEY NATIONAL ADVISERS INC 10 0 0.00%
10 US BANCORP \DE\ 100 0 0.00%
11 PNC FINANCIAL SERVICES GROUP, INC. 340 0 0.00%
12 DELTA ASSET MANAGEMENT LLC/TN 100 0 0.00%
13 MARK SHEPTOFF FINANCIAL PLANNING, LLC 30 0 0.00%
14 ADIRONDACK TRUST CO 110 0 0.00%
15 ENTERPRISE FINANCIAL SERVICES CORP 367 1,000 0.00%
16 American Research & Management Co. 660 1,000 0.00%
17 Focused Wealth Management, Inc 460 1,000 0.00%
18 GLENMEDE TRUST CO NA 658 1,000 0.00%
19 First City Capital Management, Inc. 900 1,899 0.00%
20 Oakworth Capital, Inc. 1,000 2,000 0.00%
21 D'Orazio & Associates, Inc. 1,000 2,000 0.00%
22 Clearbridge Investments, LLC 2,000 4,000 0.01%
23 BANK OF AMERICA CORP /DE/ 2,500 5,000 0.01% Call
24 JPMORGAN CHASE & CO 3,207 7,000 0.01%
25 CUTLER GROUP LLC / CA 3,876 8,000 0.01%
26 BlackRock Finance, Inc. 3,889 8,000 0.01%
27 AllSquare Wealth Management LLC 3,800 8,000 0.01%
28 SIMPLEX TRADING, LLC 5,575 11,000 0.02%
29 ARROW FINANCIAL CORP 5,000 11,000 0.02%
30 INTEGRATED WEALTH MANAGEMENT 6,000 13,000 0.02%
31 MSI Financial Services Inc 8,000 17,000 0.02%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,850 18,000 0.02%
33 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 7,055 19,000 0.03%
34 EXANE DERIVATIVES 9,235 19,485 0.03%
35 BARCLAYS PLC 10,389 21,000 0.03%
36 EMERALD ADVISERS, LLC 10,015 21,000 0.03%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,708 23,000 0.03%
38 ROYAL BANK OF CANADA 10,760 23,000 0.03%
39 Nuveen Asset Management, LLC 12,331 26,000 0.04%
40 PRUDENTIAL FINANCIAL INC 13,500 28,000 0.04%
41 TUDOR INVESTMENT CORP ET AL 14,927 31,000 0.04%
42 Ameritas Investment Partners, Inc. 14,972 32,000 0.04%
43 TEACHER RETIREMENT SYSTEM OF TEXAS 15,609 33,000 0.05%
44 GUGGENHEIM CAPITAL LLC 15,423 33,000 0.05%
45 BNP PARIBAS FINANCIAL MARKETS 16,316 34,427 0.05%
46 CITIGROUP INC 16,700 35,000 0.05% Call
47 AMALGAMATED BANK 16,698 35,000 0.05%
48 IFP ADVISORS, INC 17,765 37,000 0.05%
49 JANE STREET GROUP, LLC 17,600 37,000 0.05% Call
50 CANADA LIFE ASSURANCE Co 17,975 38,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.