| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 104,119 | 603,000 | 66.78% | ||
| 2 | LPL Financial LLC | 24,672 | 134,000 | 14.84% | ||
| 3 | RENAISSANCE TECHNOLOGIES LLC | 12,800 | 74,000 | 8.19% | ||
| 4 | PRICE T ROWE ASSOCIATES INC /MD/ | 10,130 | 58,000 | 6.42% | ||
| 5 | BlackRock Institutional Trust Company, N.A. | 3,365 | 20,000 | 2.21% | ||
| 6 | UBS Group AG | 657 | 4,000 | 0.44% | ||
| 7 | WELLS FARGO & COMPANY/MN | 600 | 3,000 | 0.33% | ||
| 8 | MSI Financial Services Inc | 295 | 2,000 | 0.22% | ||
| 9 | Tower Research Capital LLC (TRC) | 321 | 2,000 | 0.22% | ||
| 10 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 186 | 1,000 | 0.11% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 99 | 1,000 | 0.11% | ||
| 12 | BANK OF MONTREAL /CAN/ | 215 | 1,000 | 0.11% | ||
| 13 | Lehman Financial Resources, Inc. | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
